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Peter John Majar Jr

CRD# 1899822·Registered 2000 - 2022
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter John Majar JR was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2000 - 2022. Peter had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

TAP SECURITIES LLC·CRD# 151593
BD
New York, NY
February 23, 2018 - March 9, 2022
PIPER SANDLER & CO.·CRD# 665
BD
New York, NY
May 21, 2015 - February 23, 2017
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
New York, NY
January 13, 2015 - June 2, 2015
FREEMAN & CO. SECURITIES LLC·CRD# 118939
BD
New York, NY
June 30, 2005 - March 25, 2013
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
October 4, 2000 - May 15, 2001

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Current Firm

TS
TAP SECURITIES LLC

TAP SECURITIES LLC

CRD#: 151593 / SEC#: 8-68381
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

505 Park Avenue Fl 9, New York, NY 10022

Mailing Address

505 Park Avenue Fl 9, New York, NY 10022

Phone Number

(212) 909-9009

Established

Delaware since 06/16/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TAP ADVISORS LLCMANAGING MEMBER—
SPINDEL, HOWARDFINOP708042
TABET, KARIM FOUADCO-CEO AND TREASURER1994831
TERRY, FREDERICK DAVIS JRAMLCO, CO-CEO, SECRETARY AND CHIEF COMPLIANCE OFFICER717165

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2005About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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