James D. Nieds

RNR SECURITIES, L.L.C.

East Meadow, NY 11554-1032

Some features on this profile are disabled

CRD#: 1899821

Professional summary

James Donald Nieds, CFP® is a registered financial professional currently at RNR SECURITIES, L.L.C. located in East Meadow, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1988. James has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Donald Nieds's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

December 2, 2011 - Present

RNR SECURITIES, L.L.C.

Office #1: 1802 Hempstead Tpke, East Meadow, NY 11554-1032

CRD#: 43689

East Meadow, NY

Past

January 10, 1997 - December 31, 2012

COMMUNITY FINANCIAL PLANNING SERVICES, INC.

RIA

CRD#: 123147

CHICAGO, IL

Past

September 25, 1992 - December 1, 2011

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

CHICAGO, IL

Past

September 17, 1991 - September 17, 1992

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

February 11, 1991 - September 13, 1991

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Past

December 5, 1988 - February 19, 1991

ANDOVER SECURITIES, INC.

CRD#: 16903

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/2/2011)

Illinois
(12/2/2011)

Indiana
(2/22/2023)

Nevada
(12/2/2011)

Exams

State Security Law Exam

Series 63

Date: 3/30/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 7/7/1993

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/12/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RNR SECURITIES, L.L.C.

CRD#: 43689 / SEC#: , 8-50366

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1802 Hempstead Tpke, East Meadow, NY 11554-1032

Mailing Address

1802 Hempstead Tpke, East Meadow, NY 11554-1032

Phone number

(516) 222-8875

Established

New York since 04/28/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (42 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROMEO, WILLIAM VITO	PRESIDENT/CEO	1041846
AKERMAN, ALBERT	FINANCIAL OPERATIONS PRINCIPAL	1699114
PRAINO, NANCY ANN	CCO	2438695

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Subhrajit Goon

AIMCDONNAUGH & CO. INC.

IAR

Berkeley heights, NJ

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

Great Neck, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James D. Nieds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Donald Nieds's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMUNITY FINANCIAL PLANNING SERVICES, INC.

LASALLE ST SECURITIES, L.L.C.

WATERSTONE FINANCIAL GROUP, INC.

MONEY CONCEPTS CAPITAL CORP

ANDOVER SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/30/1989

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1988

Series 27

Date: 7/7/1993

Series 24

Date: 3/12/1991

FINRA

Current Firm

RNR SECURITIES, L.L.C.

Contact information

FINRA licenses (42 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RNR SECURITIES, L.L.C.

TRUST BUT VERIFY

Similar Advisors