Carmen D. Morrone
Professional summary
Carmen Dean Morrone, who also goes by Carmen Dean Morrone Jr, is a registered financial professional currently at REALTA EQUITIES, INC. located in Wantagh, New York.
Carmen is registered as a RR (Registered Representative) and started their career in finance in 1996. Carmen has worked at 16 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carmen Dean Morrone's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2022 - Present
REALTA EQUITIES, INC.
Office #1: 2001 Grove Street, Wantagh, NY 11793October 29, 2021 - May 13, 2022
B. RILEY WEALTH MANAGEMENT
July 2, 2020 - May 13, 2022
NATIONAL SECURITIES CORPORATION
September 17, 2018 - July 6, 2020
MURIEL SIEBERT & CO., LLC
September 6, 2016 - October 12, 2018
INVESTACORP, INC.
November 22, 2013 - September 7, 2016
NATIONAL SECURITIES CORPORATION
February 19, 2013 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
September 20, 2011 - February 20, 2013
OPPENHEIMER & CO. INC.
May 4, 2009 - October 13, 2011
NYLIFE SECURITIES LLC
September 12, 2008 - April 24, 2009
AMERIPRISE ADVISOR SERVICES, INC.
July 29, 2005 - September 12, 2008
WELLS FARGO CLEARING SERVICES, LLC
November 19, 2002 - August 1, 2005
OSAIC WEALTH, INC.
May 3, 2002 - November 15, 2002
VERAVEST INVESTMENTS, INC.
November 20, 2001 - April 16, 2002
PRIME CAPITAL SERVICES, INC.
September 18, 2000 - November 26, 2001
CIBC WORLD MARKETS CORP.
November 10, 1998 - September 19, 2000
JANNEY MONTGOMERY SCOTT LLC
April 7, 1997 - November 12, 1998
OSAIC WEALTH, INC.
March 7, 1997 - April 3, 1997
DIME SECURITIES, INC.
September 6, 1996 - February 10, 1997
ESSEX NATIONAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2025)
(9/9/2022)
(6/1/2022)
(5/12/2022)
(3/24/2023)
(9/22/2025)
(12/20/2024)
(5/12/2022)
(5/12/2022)
(2/3/2025)
(6/23/2022)
(12/18/2024)
(10/29/2025)
(5/12/2022)
(6/25/2024)
Exams
FINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
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