Christopher J. Brumbach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Brumbach, who also goes by Chris Brumbach, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2016 - March 13, 2017
NORFOLK MARKETS, LLC
June 15, 2011 - August 1, 2011
NEWEDGE USA, LLC
September 22, 2008 - November 5, 2008
BARCLAYS CAPITAL INC.
October 2, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
September 26, 2003 - August 3, 2007
CREDIT SUISSE SECURITIES (USA) LLC
June 13, 1997 - March 16, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 1992 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
April 14, 1992 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
April 14, 1992 - March 28, 1996
LEHMAN BROTHERS INC.
February 14, 1989 - April 5, 1991
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORFOLK MARKETS, LLC
CRD#: 103797 / SEC#: , 8-52306
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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