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Christopher L. Landa

THE O.N. EQUITY SALES COMPANY
Missoula, MT
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CRD#: 1897958
CL
Christopher Leonard LandaTHE O.N. EQUITY SALES COMPANY

Professional summary


Christopher Leonard Landa is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Missoula, Montana.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1988. Christopher has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Leonard Landa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 14, 2018 - Present

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
Missoula, MT
Past

June 6, 2017 - April 23, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
EDMONDS, WA
Past

July 24, 2015 - June 12, 2017

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
Edmonds, WA
Past

November 1, 2012 - August 7, 2015

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
EDMONDS, WA
Past

June 15, 2004 - November 28, 2012

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
EDMONDS, WA
Past

December 16, 2003 - June 15, 2004

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
CAMARILLO, CA
Past

September 5, 2000 - December 15, 2003

METROPOLITAN INVESTMENT SECURITIES, INC.

BD
CRD#: 14146
SPOKANE, WA
Past

May 28, 1998 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

BD
CRD#: 8755
HIGHLAND, UT
Past

May 6, 1998 - May 28, 1998

PACIFIC HARBOR SECURITIES, INC.

BD
CRD#: 8755
Past

September 27, 1993 - May 6, 1998

PACIFIC HARBOR SECURITIES, INC.

BD
CRD#: 8755
HIGHLAND, UT
Past

May 31, 1990 - September 27, 1993

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
BOSTON, MA
Past

November 25, 1988 - January 9, 1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

November 25, 1988 - January 9, 1990

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(12/5/2018)
RR
Arizona
(1/30/2025)
RR
California
(8/21/2023)
RR
Colorado
(10/9/2023)
RR
Georgia
(6/3/2025)
RR
Idaho
(5/30/2025)
RR
Montana
(11/23/2021)
RR
Oregon
(2/11/2019)
RR
Texas
(7/22/2020)
RR
Washington
(10/5/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 11/23/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/16/2000
Corporate Securities Limited Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TO
THE O.N. EQUITY SALES COMPANY
THE O.N. EQUITY SALES COMPANY

CRD#: 2936 / SEC#: , 8-14161

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(513) 794-6794
Established
Ohio since 08/22/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY
VANHOY, ANDREW JOSEPHDIRECTOR & CHIEF COMPLIANCE OFFICER3012299
WESTBROCK, NANCY MCHARIMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER5637288

Disclosures


Regulatory Event7
Arbitration2

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE O.N. EQUITY SALES COMPANY

CRD#: 2936Missoula, MT

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