AC

Alfred L. Cavacco

NEW ENGLAND FINANCIAL GROUP
MANOMET, MA 02360
Some features on this profile are disabled
CRD#: 1897910
AC

Professional summary


Alfred Leo Cavacco, who also goes by Alfred L Cavacco, is a registered financial advisor currently at NEW ENGLAND FINANCIAL GROUP located in Manomet, Massachusetts.

Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Alfred has worked at 4 firms and has passed the Series 63 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Alfred L Cavacco

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Alfred Leo Cavacco's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 14, 1994 - Present

NEW ENGLAND FINANCIAL GROUP

Office #1: 728 State Road, Manomet, MA 02360
RIA
CRD#: 131686
MANOMET, MA
Past

October 18, 1994 - September 6, 2006

BOLTON GLOBAL CAPITAL

BD
CRD#: 15650
PLYMOUTH, MA
Past

April 2, 1990 - March 6, 1995

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

July 19, 1989 - March 21, 1990

SELECTIVE SECURITY TRUST FINANCIAL CORP.

BD
CRD#: 15517

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(4/14/1994)

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


NE
NEW ENGLAND FINANCIAL GROUP
CAVACCO ALFRED LEO | NEW ENGLAND FINANCIAL GROUP | CAVACCO, ALFRED, LEO

CRD#: 131686 / SEC#:

Massachusetts
Registered Investment Advisory firm - (4/14/1994 Approved)
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Contact information


Main Address
728 State Road 2nd Floor, Plymouth, MA 02360
Mailing Address
Phone number
(508) 224-0222
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts178
AUM (Assets Under Management)$ 64,616,901

Red Flags


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Company Information


NEW ENGLAND FINANCIAL GROUP

CRD#: 131686Manomet, MA 02360

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