Alfred L. Cavacco

NEW ENGLAND FINANCIAL GROUP

MANOMET, MA 02360

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CRD#: 1897910

Professional summary

Alfred Leo Cavacco, who also goes by Alfred L Cavacco, is a registered financial advisor currently at NEW ENGLAND FINANCIAL GROUP located in Manomet, Massachusetts.

Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Alfred has worked at 4 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alfred L Cavacco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred Leo Cavacco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 1994 - Present

NEW ENGLAND FINANCIAL GROUP

Office #1: 728 State Road, Manomet, MA 02360

RIA

CRD#: 131686

MANOMET, MA

Past

October 18, 1994 - September 6, 2006

BOLTON GLOBAL CAPITAL

CRD#: 15650

PLYMOUTH, MA

Past

April 2, 1990 - March 6, 1995

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

July 19, 1989 - March 21, 1990

SELECTIVE SECURITY TRUST FINANCIAL CORP.

CRD#: 15517

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/14/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/13/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/13/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEW ENGLAND FINANCIAL GROUP

CAVACCO ALFRED LEO | NEW ENGLAND FINANCIAL GROUP | CAVACCO, ALFRED, LEO

CRD#: 131686 / SEC#:

Massachusetts

Registered Investment Advisory firm - (4/14/1994 Approved)

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Contact information

Main Address

728 State Road 2nd Floor, Plymouth, MA 02360

Mailing Address

Phone number

(508) 224-0222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	178
AUM (Assets Under Management)	$ 64,616,901

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Alfred L. Cavacco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred Leo Cavacco's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ENGLAND FINANCIAL GROUP

BOLTON GLOBAL CAPITAL

1717 CAPITAL MANAGEMENT COMPANY

SELECTIVE SECURITY TRUST FINANCIAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/1988

Series 6

Date: 12/13/1988

Current Firm

NEW ENGLAND FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEW ENGLAND FINANCIAL GROUP

TRUST BUT VERIFY

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