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TM

Timothy P. Mullaney

CAVU SECURITIES LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 1897849
TM

Professional summary

Timothy Paul Mullaney, who also goes by Tim Mullaney, is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 6 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tim Mullaney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Paul Mullaney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 2019 - Present

CAVU SECURITIES LLC

Office #1: 777 Third Avenue Suite 2102, New York, NY 10017
BD
CRD#: 6906
New York, NY
Past

April 7, 2020 - February 26, 2026

MELIUS INVESTMENTS LLC

RIA
CRD#: 306901
LAGUNA NIGUEL, CA
Past

January 11, 2011 - June 19, 2019

CASTLEOAK SECURITIES, LP

BD
CRD#: 125334
NEW YORK, NY
Past

October 18, 2000 - March 11, 2005

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC
Past

February 17, 1998 - September 25, 2000

MANNING & NAPIER INVESTOR SERVICES, INC.

BD
CRD#: 26266
FAIRPORT, NY
Past

January 1, 1998 - February 13, 1998

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME
Past

August 19, 1996 - August 22, 1997

MANNING & NAPIER INVESTOR SERVICES, INC.

BD
CRD#: 26266
FAIRPORT, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/20/2019)
RR
Arizona
(6/20/2019)
RR
Arkansas
(1/18/2022)
RR
California
(6/20/2019)
RR
Colorado
(6/20/2019)
RR
Connecticut
(6/20/2019)
RR
Delaware
(6/20/2019)
RR
District of Columbia
(6/20/2019)
RR
Florida
(6/20/2019)
RR
Georgia
(6/20/2019)
RR
Hawaii
(3/26/2021)
RR
Idaho
(3/26/2021)
RR
Illinois
(6/20/2019)
RR
Indiana
(8/16/2021)
RR
Iowa
(3/26/2021)
RR
Kentucky
(6/20/2019)
RR
Louisiana
(6/20/2019)
RR
Maine
(2/17/2021)
RR
Maryland
(6/20/2019)
RR
Massachusetts
(2/11/2021)
RR
Michigan
(3/26/2021)
RR
Mississippi
(3/26/2021)
RR
Missouri
(6/20/2019)
RR
Nebraska
(3/26/2021)
RR
Nevada
(6/20/2019)
RR
New Hampshire
(6/20/2019)
RR
New Jersey
(6/20/2019)
RR
New York
(6/20/2019)
RR
North Carolina
(6/20/2019)
RR
Ohio
(6/21/2019)
RR
Oklahoma
(3/26/2021)
RR
Oregon
(6/20/2019)
RR
Pennsylvania
(6/20/2019)
RR
Rhode Island
(6/20/2019)
RR
South Carolina
(6/20/2019)
RR
South Dakota
(3/26/2021)
RR
Texas
(6/20/2019)
RR
Utah
(6/20/2019)
RR
Vermont
(3/26/2021)
RR
Virginia
(6/20/2019)
RR
Washington
(6/20/2019)
RR
West Virginia
(3/26/2021)
RR
Wisconsin
(6/20/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/5/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/26/2011
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/9/1998
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/16/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/22/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CAVU SECURITIES LLC
CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC

CRD#: 6906 / SEC#: , 8-18428

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
777 Third Avenue Suite 2102, New York, NY 10017
Mailing Address
777 Third Avenue Suite 2102, New York, NY 10017
Phone number
(212) 916-3840
Established
Delaware since 08/02/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GPAR HOLDINGS I, LLCSHAREHOLDER
FLORIDA CAVU, LLCSHAREHOLDER
LOHWATER, KARL WILLEMFINANCIAL AND OPERATIONS PRINCIPAL2684561
MEDINA, NICOLAS ETTORECHIEF COMPLIANCE OFFICER2413385
PARSONS, GREGORY ALLENPRESIDENT, CEO,3148868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAVU SECURITIES LLC

CRD#: 6906New York, NY 10017

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