Gregory P. Alessandra

ALESSANDRA CAPITAL MANAGEMENT

TORRANCE, CA 90505

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CRD#: 1897511

Professional summary

Gregory Paul Alessandra, who also goes by Greg Alessandra, is a registered financial advisor currently at ALESSANDRA CAPITAL MANAGEMENT, LLC located in Torrance, California and LPL FINANCIAL LLC located in Torrance, California.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gregory has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 3, Series 51, Series 24 and Series 4 exams.

Aliases

Greg Alessandra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Alessandra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2004 - Present

ALESSANDRA CAPITAL MANAGEMENT, LLC

Office #1: 23670 Hawthorne Boulevard Suite 207, Torrance, CA 90505

RIA

CRD#: 123305

TORRANCE, CA

Current

May 2, 2023 - Present

LPL FINANCIAL LLC

Office #1: 23670 Hawthorne Blvd Ste 207, Torrance, CA 90505

RIA

CRD#: 6413

TORRANCE, CA

Past

July 16, 2025 - July 13, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

Torrance, CA

Past

July 9, 2025 - July 10, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

Torrance, CA

Past

September 8, 2022 - May 4, 2023

CETERA ADVISORS LLC

CRD#: 10299

Torrance, CA

Past

January 14, 2015 - December 22, 2017

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

ROLLING HILLS ESTATES, CA

Past

June 13, 2005 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Torrance, CA

Past

February 16, 1999 - June 13, 2005

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

October 5, 1995 - February 24, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 1, 1995 - September 6, 1995

CARGILL INVESTOR SERVICES, INC.

CRD#: 20745

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALESSANDRA CAPITAL MANAGEMENT, LLC

ALESSANDRA CAPITAL MANAGEMENT, LLC | ROUND HILL SECURITIES, INC.

CRD#: 123305 / SEC#: 801-132715

RIA

Registered Investment Advisory firm - (8/13/2025 Approved)

California

Registered Investment Advisory firm - (10/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/8/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/2/2023)

Arkansas
(6/24/2025)

IAR

California
(8/16/2004)

California
(5/2/2023)

Colorado
(5/2/2023)

Connecticut
(5/2/2023)

District of Columbia
(6/2/2023)

Florida
(5/2/2023)

Hawaii
(5/2/2023)

Idaho
(5/2/2023)

Illinois
(5/5/2023)

Louisiana
(5/2/2023)

Maryland
(5/2/2023)

Massachusetts
(5/2/2023)

Michigan
(5/2/2023)

Montana
(5/2/2023)

Nevada
(5/2/2023)

New Jersey
(5/2/2023)

North Carolina
(5/8/2023)

Ohio
(5/2/2023)

Oregon
(5/9/2023)

Pennsylvania
(5/2/2023)

South Carolina
(5/2/2023)

IAR

Texas
(4/16/2010)

Texas
(5/2/2023)

Utah
(5/2/2023)

Virginia
(5/2/2023)

Washington
(5/8/2023)

Wisconsin
(5/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/2/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/1995

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 1/15/1993

National Commodity Futures Examination

Principal/Supervisory Exam

Series 51

Date: 1/31/2008

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/11/2000

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

ALESSANDRA CAPITAL MANAGEMENT, LLC

ALESSANDRA CAPITAL MANAGEMENT, LLC | ROUND HILL SECURITIES, INC.

CRD#: 123305 / SEC#: 801-132715

RIA

Registered Investment Advisory firm - (8/13/2025 Approved)

California

Registered Investment Advisory firm - (10/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/8/2025 Terminated)

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Contact information

Main Address

23670 Hawthorne Boulevard Suite 207, Torrance, CA 90505

Mailing Address

Phone number

(310) 377-9220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACM WRAP FEE BROCHURE (9/11/2025)

ACM DISCLOSURE BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 115,492,535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gregory P. Alessandra

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Alessandra's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CETERA ADVISORS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

ROUND HILL SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CARGILL INVESTOR SERVICES, INC.

Primary Firm SEC Registration

ALESSANDRA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/2/1996

Series 63

Date: 1/2/1996

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/31/1995

Series 3

Date: 1/15/1993

Series 51

Date: 1/31/2008

Series 24

Date: 5/11/2000

Series 4

Date: 5/11/2000

FINRA

Current Firm

ALESSANDRA CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALESSANDRA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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