Michael T. Anderson
Professional summary
Michael Thomas Anderson, AIF®, who also goes by Mike Anderson, is a registered financial advisor currently at THE L. WARNER COMPANIES, INC located in Beverly Hills, California and M HOLDINGS SECURITIES, INC. located in Beverly Hills, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2022 - Present
THE L. WARNER COMPANIES, INC
Office #1: 9100 Wilshire Blvd Ste 720e, Beverly Hills, CA 90212March 9, 2022 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 9100 Wilshire Blvd Ste 720e, Beverly Hills, CA 90212January 29, 2018 - October 18, 2022
FOUR POINTS CAPITAL PARTNERS LLC
January 25, 2018 - June 6, 2022
FINESTONE PARTNERS
August 31, 2016 - January 25, 2018
SGMA CAPITAL MARKETS LIMITED
December 22, 2011 - December 31, 2017
FINESTONE PARTNERS
January 2, 2009 - August 18, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 10, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 7, 2004 - August 18, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 18, 2003 - June 9, 2004
WINDWARD CAPITAL MANAGEMENT CO
October 20, 1998 - June 9, 2004
S.L. REED & COMPANY
June 7, 1991 - January 30, 1992
HUNTINGTON INVESTMENTS, INC.
Primary Firm SEC Registration
THE L. WARNER COMPANIES, INC
CRD#: 108001 / SEC#: 801-56965
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2022)
(3/9/2022)
(3/9/2022)
(3/9/2022)
(3/9/2022)
(3/9/2022)
Exams
FINRA
Current Firm
THE L. WARNER COMPANIES, INC
CRD#: 108001 / SEC#: 801-56965
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 385 |
| AUM (Assets Under Management) | $ 744,609,071 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/04/2026 | ||
| 06/18/2025 | ||
| 07/10/2024 | ||
| 10/16/2023 |
Red Flags
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