ES
Elizabeth E. Sullivan
CETERA INVESTMENT ADVISERS LLC
FAIRFAX, VA 22030
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CRD#: 1896551
ES
Professional summary
Elizabeth Eugenia Sullivan, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fairfax, Virginia and CETERA ADVISORS LLC located in Fairfax, Virginia.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Elizabeth has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Eugenia Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3600 Chain Bridge Road Suite 16, Fairfax, VA 22030RIA
CRD#: 105644
FAIRFAX, VA
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 3600 Chain Bridge Road Suite 16, Fairfax, VA 22030BD
CRD#: 10299
Fairfax, VA
Past
January 1, 2004 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
February 16, 1999 - January 1, 2004
IFG ADVISORY SERVICES INC
RIA
CRD#: 105316
FAIRFAX, VA
Past
April 24, 1992 - January 2, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
November 23, 1988 - May 22, 1992
DERAND/PENNINGTON/BASS, INC.
BD
CRD#: 4679
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/1/2004)
RR
Alaska(1/6/2015)
RR
Arizona(1/1/2004)
RR
California(1/1/2004)
RR
Colorado(1/1/2004)
RR
Connecticut(1/1/2004)
RR
Delaware(1/1/2004)
RR
District of Columbia(1/1/2004)
RR
Florida(1/1/2004)
RR
Georgia(1/1/2004)
RR
Hawaii(1/4/2021)
RR
Idaho(3/31/2021)
RR
Illinois(1/1/2004)
RR
Indiana(1/2/2008)
RR
Iowa(10/18/2011)
RR
Kansas(1/1/2004)
RR
Kentucky(4/24/2017)
RR
Louisiana(1/4/2007)
RR
Maryland(1/1/2004)
RR
Massachusetts(1/1/2004)
RR
Michigan(2/13/2012)
RR
Minnesota(1/1/2004)
RR
Missouri(1/4/2017)
RR
Nebraska(1/20/2022)
RR
Nevada(8/5/2009)
RR
New Jersey(1/1/2004)
RR
New York(1/1/2004)
RR
North Carolina(1/1/2004)
RR
Ohio(1/1/2004)
RR
Oklahoma(5/27/2021)
RR
Pennsylvania(1/1/2004)
RR
Rhode Island(1/4/2023)
RR
South Carolina(1/1/2004)
RR
Texas(2/15/2005)
IAR
Texas(3/21/2024)
RR
Utah(1/1/2004)
RR
Virginia(1/1/2004)
IAR
Virginia(3/21/2024)
RR
Washington(1/1/2004)
RR
West Virginia(1/1/2004)
RR
Wisconsin(6/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fairfax, VA 22030TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
