Lee A. Lebrun
Professional summary
Lee Antoine Lebrun, who also goes by Lee Antonio Lebrun, Leonardo Antoine Lebrun, Leonardo Antonio Lebrun, is a registered financial professional currently at ROTHSCHILD & CO US INC. located in New York, New York.
Lee is registered as a RR (Registered Representative) and started their career in finance in 1989. Lee has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lee Antoine Lebrun's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2016 - Present
ROTHSCHILD & CO US INC.
Office #1: 1251 Avenue Of The Americas, New York, NY 10020Office #2: 1251 Avenue Of The Americas, New York, NY 10020June 25, 2013 - April 29, 2014
TAP SECURITIES LLC
February 8, 2002 - June 21, 2011
UBS SECURITIES LLC
March 10, 1995 - April 26, 2001
PERSHING LLC
October 11, 1990 - June 24, 1991
RICHTER & CO., INC.
September 19, 1989 - August 16, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
ROTHSCHILD & CO US INC.
CRD#: 2910 / SEC#: , 8-13852
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHSCHILD & CO NORTH AMERICA INC. | DIRECT SHAREHOLDER | |
| CARROLL, JOHN MURRAY | DIRECTOR | 2605675 |
| FELDMAN, TRACY J | DIRECTOR | 2575503 |
| LONDON, FRANK STEVEN | CHIEF COMPLIANCE OFFICER | 5861920 |
| NEISSA, JAMES MANUEL | DIRECTOR | 2142240 |
| SCHACKERT, CHRISTA MARY | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINANCIAL OPERATIONS PRINCIPAL & CONTROLLER | 4219093 |
| SPELLER, MICHAEL CHARLES | CHIEF EXECUTIVE OFFICER (FOR REGULATORY AND COMPLIANCE PURPOSES), PARTNER AND DIRECTOR | 3105214 |
Disclosures
| Regulatory Event | 1 |
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