Steven Morgan
Professional summary
Steven Morgan, who also goes by Steven Anthony Morgan, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in North Port, Florida and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Steven has worked at 21 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Morgan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2025 - Present
FIRST COMMAND ADVISORY SERVICES
November 13, 2025 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109March 13, 2025 - September 5, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
March 13, 2025 - September 5, 2025
SORRENTO PACIFIC FINANCIAL, LLC
March 13, 2025 - September 5, 2025
SCF SECURITIES, INC.
March 13, 2025 - September 5, 2025
NEXT FINANCIAL GROUP, INC.
March 13, 2025 - September 5, 2025
CUSO FINANCIAL SERVICES, L.P.
March 13, 2025 - September 5, 2025
CADARET, GRANT & CO., INC.
March 14, 2022 - September 5, 2025
GROVE POINT ADVISORS, LLC
October 8, 2020 - February 24, 2021
GROVE POINT INVESTMENTS, LLC
October 7, 2020 - September 5, 2025
GROVE POINT INVESTMENTS, LLC
March 25, 2017 - June 4, 2019
MML INVESTORS SERVICES, LLC
March 25, 2017 - June 4, 2019
MML INVESTORS SERVICES, LLC
August 31, 2012 - September 5, 2013
WALNUT STREET SECURITIES, INC.
August 31, 2012 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
August 31, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
August 31, 2012 - September 6, 2013
WALNUT STREET SECURITIES, INC.
August 31, 2012 - September 6, 2013
TOWER SQUARE SECURITIES, INC.
August 31, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
August 23, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
August 21, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
August 11, 2010 - August 14, 2012
WORLD INVESTMENTS, LLC
May 19, 2008 - August 14, 2012
WORLD INVESTMENTS, LLC
February 16, 2006 - May 14, 2008
IFMG SECURITIES, INC.
May 12, 2004 - December 7, 2004
PGIM INVESTMENTS LLC
March 1, 1999 - December 7, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 19, 1994 - October 5, 1998
H.J. MEYERS & CO., INC.
December 20, 1988 - September 15, 1994
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2025)
(1/27/2026)
(11/13/2025)
(11/17/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
