Daniel John Prendergast
Professional Summary
Daniel John Prendergast, who also goes by Daniel John Prendergast Jr, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1988 - 2014. Daniel had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel John Prendergast Jr
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
PARK HILL REAL ESTATE GROUP IL LLC | PARK HILL REAL ESTATE GROUP LLC
Contact Information
Established
Delaware since 09/02/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHREG HOLDINGS LLC | MANAGER/SOLE OWNER | — |
| FIGUR, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL AND OPERATIONS PRINCIPAL | 5127533 |
| PRENDERGAST, DANIEL JOHN | PRINCIPAL | 1896020 |
| PURSE, CHARLES ROE | PRINCIPAL | 4235012 |
| RICHARDSON, CYRUS BEGLEY III | CHIEF COMPLIANCE OFFICER | 5284855 |
| SCHMITZ, FRANK EDWARD | PRINCIPAL | 4650707 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 39 — Direct Participation Programs Principal Examination
Passed Aug 2002About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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