Gordon P. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Philip Bell was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1988. Gordon had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2016 - April 8, 2016
NATIONAL SECURITIES CORPORATION
December 9, 2010 - February 7, 2014
IATMARKETS LLC
March 22, 2006 - December 12, 2008
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - December 12, 2008
FRANKLIN DISTRIBUTORS, LLC
June 8, 1999 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
July 28, 1998 - November 19, 1998
JPMSI
November 17, 1994 - August 22, 1997
UTENDAHL CAPITAL PARTNERS, L.P.
March 13, 1990 - May 4, 1990
LEHMAN GOVERNMENT SECURITIES INC.
November 23, 1988 - May 4, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
