Andrew H. Livingston
Professional summary
Andrew Hershey Livingston, who also goes by Andrew Livingston, is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Irvine, California and GTS SECURITIES LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1991. Andrew has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Hershey Livingston's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2012 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: 19800 Macarthur Blvd. Suite 600, Irvine, CA 92612June 26, 2025 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011June 7, 2010 - July 24, 2012
VFINANCE INVESTMENTS, INC
January 1, 2010 - June 8, 2010
COVA CAPITAL PARTNERS LLC
February 14, 1995 - July 28, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
June 17, 1991 - February 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2012)
(7/30/2012)
(12/6/2023)
(3/3/2022)
(3/3/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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