Anthony M. Gardini
Professional summary
Anthony Michael Gardini JR, who also goes by Anthony M Gardini Jr, Anthony M Gardini, is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in Hauppauge, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1988. Anthony has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Michael Gardini JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2002 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 205 Oser Ave, Hauppauge, NY 11788October 5, 1998 - August 15, 2002
MILESTONE FINANCIAL SERVICES, INC.
April 18, 1990 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
October 24, 1989 - April 24, 1990
GLOBAL CAPITAL SECURITIES, INC.
June 27, 1989 - October 25, 1989
STRATTON OAKMONT INC.
June 20, 1989 - June 26, 1989
STRATTON SECURITIES, INC.
March 2, 1989 - May 13, 1989
J. W. GANT & ASSOCIATES, INC.
November 23, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2002)
(8/9/2002)
(8/26/2002)
(8/15/2002)
(8/13/2002)
(8/9/2002)
(7/10/2002)
(8/9/2002)
(8/14/2002)
(8/9/2002)
(8/9/2002)
(9/21/2017)
(8/9/2002)
(8/14/2002)
(8/12/2002)
(9/9/2002)
(8/14/2002)
(8/22/2002)
(7/5/2002)
(8/12/2002)
(8/21/2002)
(8/9/2002)
(8/13/2002)
(8/13/2002)
(8/12/2002)
(8/12/2002)
(8/12/2002)
(8/9/2002)
(8/9/2002)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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