Steven E. Trevor

VANGUARD ADVISERS

Plano, TX 75024

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CRD#: 1892620

Professional summary

Steven Erik Trevor, CFP®, who also goes by Steven Trevor, Steve Trevor, Steven Erik Trevor, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Trevor | Steve Trevor | Steven Erik Trevor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Insurance License INVESTMENT-RELATED: ADDRESS: Garland, TX START DATE: 9/30/2021 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 Duties: Maintaining only

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Erik Trevor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 9, 2021 - Present

VANGUARD ADVISERS, INC.

Office #1: 7900 Windrose Avenue, Plano, TX 75024

RIA

CRD#: 106715

Plano, TX

Current

September 9, 2021 - Present

VANGUARD MARKETING CORPORATION

Office #1: 7900 Windrose Avenue, Plano, TX 75024

CRD#: 7452

Plano, TX

Past

May 28, 2020 - August 3, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Westlake, TX

Past

May 23, 2020 - May 26, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Westlake, TX

Past

May 23, 2020 - August 3, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Westlake, TX

Past

January 8, 2018 - May 24, 2020

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

June 30, 2014 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

ADDISON, TX

Past

June 13, 2014 - May 23, 2020

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

ADDISON, TX

Past

June 11, 2013 - February 11, 2014

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

RED BANK, NJ

Past

June 3, 2013 - February 11, 2014

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

RED BANK, NJ

Past

August 11, 2010 - February 5, 2013

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

JERSEY CITY, NJ

Past

August 9, 2010 - February 5, 2013

HSBC SECURITIES (USA) INC.

CRD#: 19585

JERSEY CITY, NJ

Past

September 19, 2003 - May 17, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

RED BANK, NJ

Past

July 9, 2003 - May 17, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

RED BANK, NJ

Past

July 9, 2001 - June 12, 2003

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

October 1, 2000 - April 6, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 14, 1998 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

December 21, 1995 - January 26, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 5, 1992 - December 5, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/9/2021)

IAR

Arizona
(9/16/2021)

Texas
(9/9/2021)

IAR

Texas
(9/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2003

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/9/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,225

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STABLE VALUE (9/29/2025)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (9/29/2025)

VANGUARD SITUATIONAL ADVISOR BROCHURE (9/29/2025)

VANGUARD STRATEGIC MODEL PORTFOLIOS (9/29/2025)

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/29/2025)

VANGUARD PERSONAL ADVISOR SELECT (9/29/2025)

Regulatory assets under management

Total Number of Accounts	698,843
AUM (Assets Under Management)	$ 300,434,933,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven E. Trevor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Erik Trevor's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

IFMG SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2003

Series 65

Date: 2/9/1995

Series 63

Date: 2/21/1992

SIE

Date: 10/1/2018

Series 7

Date: 2/3/1992

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

TRUST BUT VERIFY

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