John M. Abernathy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Matthews Abernathy III was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2005 - December 15, 2022
ABERNATHY INVESTMENT MANAGEMENT, LLC
February 10, 2004 - May 9, 2005
LEE DANNER & BASS INC
November 22, 1988 - October 8, 1999
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/27/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ABERNATHY INVESTMENT MANAGEMENT, LLC
CRD#: 134673 / SEC#: 801-66854
Contact information
Regulatory assets under management
| Total Number of Accounts | 104 |
| AUM (Assets Under Management) | $ 60,500,000 |
Red Flags
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