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Clyde David Gartley

THE CHAMPION GROUP
SHAVANO PARK, TX
·CRD# 1891907·38 years experience

Professional Summary

Clyde David Gartley is a registered financial advisor currently at THE CHAMPION GROUP, INC. located in Shavano Park, Texas. Clyde is registered as a RR (Registered Representative) and started their career in finance in 1988. Clyde has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 22, Series 14, Series 53, Series 24, Series 26 and Series 39 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

THE CHAMPION GROUP, INC.·CRD# 23418
BD
1. 4416 Lockhill Selma Rd, Shavano Park, TX 782492. 4416 Lockhill Selma Rd., Shavano Park, TX 78249
December 21, 1988 - Present

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Current Firm

TC
THE CHAMPION GROUP, INC.

THE CHAMPION GROUP, INC.

CRD#: 23418 / SEC#: 8-40417
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

4416 Lockhill Selma Rd, Shavano Park, TX 78249

Mailing Address

4416 Lockhill Selma Rd, Shavano Park, TX 78249

Phone Number

(210) 490-1482

Established

Delaware since 11/11/1988

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GARTLEY, CLYDE DAVIDPRESIDENT/DIRECTOR/CCO1891907
GARTLEY, HARVEY EDWARDDIRECTOR/CFO/PFO/POO1920729

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/17/1998)
RR
Arizona
(4/27/1989)
RR
Arkansas
(9/12/1989)
RR
California
(8/30/2022)
RR
Colorado
(9/9/1993)
RR
Connecticut
(8/28/1993)
RR
Idaho
(4/1/1996)
RR
Iowa
(2/10/1989)
RR
Kansas
(1/25/1989)
RR
Kentucky
(12/14/1995)
RR
Louisiana
(7/28/2020)
RR
Maryland
(2/23/1993)
RR
Massachusetts
(2/1/1989)
RR
Michigan
(1/30/1989)
RR
Minnesota
(4/20/2001)
RR
Mississippi
(9/11/1997)
RR
Montana
(9/3/1996)
RR
Nebraska
(4/27/2010)
RR
Nevada
(11/27/1989)
RR
New Hampshire
(11/17/2025)
RR
New Jersey
(2/18/1993)
RR
New Mexico
(1/13/1989)
RR
Ohio
(1/24/1989)
RR
Oklahoma
(3/4/1993)
RR
Oregon
(8/6/2001)
RR
South Dakota
(11/3/2010)
RR
Texas
(11/21/1988)
RR
West Virginia
(7/17/2001)
RR
Wisconsin
(6/7/2007)
RR
Wyoming
(6/7/2007)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1988About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1992About the Series 6 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Oct 1988About the Series 22 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1996About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1995About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed May 1992About the Series 26 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Oct 1988About the Series 39 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Clyde David Gartley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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