Michael Bappert

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CRD#: 1891811

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Bappert, who also goes by Mike Bappert, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Bappert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 12, 2010 - July 24, 2023

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

Bonita Springs, FL

Past

November 11, 2009 - July 24, 2023

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

Bonita Springs, FL

Past

November 16, 2006 - July 24, 2023

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

Bonita Springs, FL

Past

July 17, 2006 - July 24, 2023

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

January 2, 2002 - July 24, 2023

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

Bonita Springs, FL

Past

October 4, 2001 - July 18, 2006

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

MILWAUKEE, WI

Past

June 3, 1996 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

June 7, 1994 - May 24, 1995

HBSS SECURITIES, INC.

CRD#: 33464

Past

May 21, 1990 - June 17, 1992

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

FEDERATED CLOVER INVESTMENT ADVISORS, A DIVISION OF FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED CLOVER INVESTMENT ADVISORS

CRD#: 106277 / SEC#: 801-49470

RIA

Registered Investment Advisory firm - (6/22/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/1/2007

General Securities Principal Examination

Current Firm

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

FEDERATED CLOVER INVESTMENT ADVISORS, A DIVISION OF FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED CLOVER INVESTMENT ADVISORS

CRD#: 106277 / SEC#: 801-49470

RIA

Registered Investment Advisory firm - (6/22/1995 Approved)

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Contact information

Main Address

101 Park Avenue Suite 4100, New York, NY 10178-0002

Mailing Address

Phone number

(212) 905-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FGIMC SUMMARY OF CHANGES (3/14/2025)

2025 FGIMC FORM ADV PART 2 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 14,819,533,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Michael Bappert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

QUASAR DISTRIBUTORS, LLC

FIRST FUND DISTRIBUTORS, INC.

HBSS SECURITIES, INC.

CALAMOS FINANCIAL SERVICES LLC

Primary Firm SEC Registration

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/1992

Series 63

Date: 12/22/1990

SIE

Date: 10/1/2018

Series 7

Date: 5/18/1990

Series 24

Date: 2/1/2007

Current Firm

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

TRUST BUT VERIFY

Contact information

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