Saverio S. Casale
Professional summary
Saverio Stephen Casale, who also goes by Saverio Stephen Casale Jr, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Saverio is registered as a RR (Registered Representative) and started their career in finance in 1992. Saverio has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Saverio Stephen Casale's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2011 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019May 3, 2010 - September 17, 2010
OPPENHEIMER & CO. INC.
May 1, 2009 - April 26, 2010
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
October 14, 2005 - October 13, 2006
CANTOR FITZGERALD SECURITIES
June 22, 2004 - February 13, 2009
CANTOR FITZGERALD & CO.
December 4, 1992 - May 26, 2004
NOMURA SECURITIES INTERNATIONAL, INC.
July 27, 1992 - September 10, 1992
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2011)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
