TN
Todd A. Nye
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Manchester, MO 63021
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CRD#: 1891536
TN
Professional summary
Todd Allen Nye is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Manchester, Missouri and MOLONEY SECURITIES CO., INC. located in Manchester, Missouri.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Todd has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA - TODD NYE, NYE IPI. SECURITIES OFFERED THROUGH MOLONEY SECURITIES CO., INC. CONDUCTED DURING ALL TRADING HOURS. INSURANCE. VARIABLE/FIXED ANNUITY BUSINESS. INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. INVESTMENT RELATED. 10 HRS PER MONTH. NOT CONDUCTED DURING TRADING HOURS. S.A.E. ADVISORY BOARD - 24 EAST STEWART, COLUMBIA, MO. BOARD MEMBER. PROVIDE GENERAL NON-INVESTMENT ADVISORY SERVICES. NOT INVESTMENT RELATED. SALVATION ARMY ADVISORY BOARD - BOARD MEMBER. CONDUCTED 1 HR PER MONTH DURING TRADING HOURS. NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Allen Nye's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2023 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: 13537 Barrett Parkway Drive #300, Manchester, MO 63021RIA
CRD#: 282448
Manchester, MO
Current
January 30, 2023 - Present
MOLONEY SECURITIES CO., INC.
Office #1: 13537 Barrett Parkway Drive #300, Manchester, MO 63021BD
CRD#: 38535
Manchester, MO
Past
October 24, 2018 - February 24, 2023
AQUILANT ADVISORS
RIA
CRD#: 282953
TOWN AND COUNTRY, MO
Past
October 19, 2018 - February 3, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Town and Country, MO
Past
December 14, 2015 - October 19, 2018
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Chesterfield, MO
Past
November 4, 2015 - October 19, 2018
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Chesterfield, MO
Past
September 21, 2007 - November 2, 2015
SII INVESTMENTS, INC.
RIA
CRD#: 2225
CHESTERFIELD, MO
Past
September 14, 2007 - November 2, 2015
SII INVESTMENTS, INC.
BD
CRD#: 2225
CHESTERFIELD, MO
Past
June 22, 2001 - September 20, 2007
IPI WEALTH MANAGEMENT, INC.
RIA
CRD#: 111872
CHESTERFIELD, MO
Past
February 20, 2001 - September 20, 2007
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
CHESTERFIELD, MO
Past
December 22, 2000 - March 5, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
September 2, 1998 - January 4, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
July 11, 1997 - August 31, 1998
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
January 18, 1993 - July 22, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
January 17, 1989 - January 28, 1993
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 17, 1989 - January 28, 1993
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/21/2023)
RR
Missouri(3/9/2023)
IAR
Missouri(3/9/2023)
RR
New York(3/5/2024)
IAR
Texas(1/30/2023)
RR
Texas(1/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOLONEY SECURITIES ASSET MANAGEMENT LLC
CRD#: 282448Manchester, MO 63021TRUST BUT VERIFY
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