Todd A. Nye

BFC PLANNING

CEDAR RAPIDS, IA 52402

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CRD#: 1891536

Professional summary

Todd Allen Nye is a registered financial advisor currently at BFC PLANNING, INC. located in Cedar Rapids, Iowa and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Manchester, Missouri.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Todd has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Allen Nye's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2025 - Present

BFC PLANNING, INC.

Office #1: 4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

RIA

CRD#: 119682

CEDAR RAPIDS, IA

Current

December 5, 2025 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 13537 Barrett Parkway Drive #300, Manchester, MO 63021

RIA

CRD#: 13609

MANCHESTER, MO

Past

January 30, 2023 - December 5, 2025

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA

CRD#: 282448

Manchester, MO

Past

January 30, 2023 - December 5, 2025

MOLONEY SECURITIES CO., INC.

CRD#: 38535

MANCHESTER, MO

Past

October 24, 2018 - February 24, 2023

AQUILANT ADVISORS

RIA

CRD#: 282953

TOWN AND COUNTRY, MO

Past

October 19, 2018 - February 3, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Town and Country, MO

Past

December 14, 2015 - October 19, 2018

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Chesterfield, MO

Past

November 4, 2015 - October 19, 2018

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Chesterfield, MO

Past

September 21, 2007 - November 2, 2015

SII INVESTMENTS, INC.

RIA

CRD#: 2225

CHESTERFIELD, MO

Past

September 14, 2007 - November 2, 2015

SII INVESTMENTS, INC.

CRD#: 2225

CHESTERFIELD, MO

Past

June 22, 2001 - September 20, 2007

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

CHESTERFIELD, MO

Past

February 20, 2001 - September 20, 2007

INVESTMENT PLANNERS, INC.

CRD#: 18557

CHESTERFIELD, MO

Past

December 22, 2000 - March 5, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 2, 1998 - January 4, 2001

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

July 11, 1997 - August 31, 1998

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

January 18, 1993 - July 22, 1997

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

January 17, 1989 - January 28, 1993

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 17, 1989 - January 28, 1993

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/11/2025)

Missouri
(12/5/2025)

IAR

Missouri
(12/5/2025)

Texas
(12/5/2025)

IAR

Texas
(12/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/1989

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd A. Nye

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Allen Nye's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MOLONEY SECURITIES ASSET MANAGEMENT LLC

MOLONEY SECURITIES CO., INC.

AQUILANT ADVISORS

CAMBRIDGE INVESTMENT RESEARCH, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

LPL FINANCIAL LLC

WOODBURY FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2000

Series 63

Date: 4/28/1989

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2007

Series 6

Date: 1/16/1989

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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