Bonnie R. Siegal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonnie R Siegal was a registered financial professional .
Bonnie is a previously registered financial professional and started their career in finance in 1993. Bonnie had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2012 - October 8, 2014
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
April 4, 2007 - August 28, 2012
OPPENHEIMER & CO. INC.
August 31, 2005 - January 26, 2007
RYAN BECK & CO.
August 23, 2004 - September 2, 2005
LEGG MASON WOOD WALKER, INCORPORATED
April 24, 2001 - September 13, 2004
B. C. ZIEGLER AND COMPANY
May 19, 1998 - March 16, 2001
GLEACHER & COMPANY SECURITIES, INC.
June 13, 1995 - June 25, 1997
ALEX. BROWN & SONS INCORPORATED
July 26, 1993 - March 1, 1995
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
CRD#: 41282 / SEC#: , 8-49352
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HALPERT, JEFFREY ROSS | CEO | 2072459 |
| HALPERT, JEFFREY ROSS | PRESIDENT | 2072459 |
| HYNES, EDWARD JAMES JR | MEMBER | 1058397 |
| PASCULLI, ANTHONY GREGORY | MEMBER | 2238324 |
| CHIECO, DAVID ANTHONY | MEMBER | 1563513 |
| FEINSTEIN, GEOFF IRA | MEMBER | 2259310 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| COLARUSSO, GINNY | CCO | 4221362 |
| GARBUS, STEVEN DAVID | MEMBER | 1268525 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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