JB
Janet Briaud
BRIAUD FINANCIAL ADVISORS
College Station, TX 77845
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CRD#: 1891284
JB
Professional summary
Janet Briaud, CFP® is a registered financial advisor currently at BRIAUD FINANCIAL ADVISORS located in College Station, Texas.
Janet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Janet has worked at 1 firm and has passed the Series 2 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMERICAN MOMENTUM BANK; INVESTMENT RELATED - Y; ADDRESS: 1 MOMENTUM BOULEVARD, COLLEGE STATION, TX 77845; NATURE OF BUSINESS: PRIVATE BANK; TITLE: MEMBER OF BOARD OF DIRECTORS; START DATE: SEPTEMBER 2013; APPROXIMATE MONTHLY HOURS DEVOTED TO THIS OTHER BUSINESS: 2 HOURS; APPROXIMATE MONTHLY HOURS DEVOTED TO THIS OTHER BUSINESS DURING TRADING HOURS: 5 HOURS QUARTERLY; DUTIES: REVIEW BANK FINANCIALS, ATTEND BOARD MEETINGS, ATTEND OCCASIONAL MEETINGS WITH AUDITORS TO REVIEW FINDINGS
CRS (Client Relationship Summary) - RIA
Click below to view Janet Briaud's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
January 1, 1992 - Present
BRIAUD FINANCIAL ADVISORS
Office #1: 1611 Crescent Pointe Parkway, College Station, TX 77845RIA
CRD#: 105638
College Station, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BRIAUD FINANCIAL ADVISORS
BRIAUD FINANCIAL ADVISORS | BRIAUD FINANCIAL PLANNING INC
CRD#: 105638 / SEC#: 801-31379
RIA
Registered Investment Advisory firm - (1/28/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/1/1992)
Exams
General Industry/Product Exam
RR
Series 2
Date: 10/10/1988
Non-Member General Securities ExaminationCurrent Firm
BRIAUD FINANCIAL ADVISORS
BRIAUD FINANCIAL ADVISORS | BRIAUD FINANCIAL PLANNING INC
CRD#: 105638 / SEC#: 801-31379
RIA
Registered Investment Advisory firm - (1/28/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1611 Crescent Pointe Parkway, College Station, TX 77845
Mailing Address
Phone number
(979) 260-9771
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,083 |
| AUM (Assets Under Management) | $ 775,328,663 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRIAUD FINANCIAL ADVISORS
CRD#: 105638College Station, TX 77845TRUST BUT VERIFY
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