MT
Michael A. Trombetta
KESTRA ADVISORY SERVICES
Palm City, FL
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CRD#: 1891275
MT
Professional summary
Michael Arthur Trombetta, who also goes by Michael Arthur Trombetta, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Palm City, Florida and KESTRA INVESTMENT SERVICES, LLC located in Palm City, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Arthur Trombetta
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: M.A.T. FINANCIAL SERVICES POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/08/2024 ADDRESS: 706 sw palm cove drive, palm city FL 34990 DESCRIPTION: Registered Rep Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisory Services NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/08/2024 ADDRESS: 5707 southwest Parkway, Building 2 Suite 400, Austin TX 78735 DESCRIPTION: Investment Advisory Services Business Name: MICHAEL TROMBETTA DBA LIBERTY TAX SERVICE POSITION: owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 706 sw palm cove drive, palm city FL 34990 DESCRIPTION: managing the tax practice and preparing tax returns
CRS (Client Relationship Summary) - RIA
Click below to view Michael Arthur Trombetta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 400 Morris Ave Unit 279, Denville, NJ 07834RIA
CRD#: 283330
Palm City, FL
Current
August 8, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #2: 400 Morris Ave Unit 279, Denville, NJ 07834BD
CRD#: 42046
Palm City, FL
Past
November 19, 2008 - August 9, 2024
OSAIC FS, INC.
RIA
CRD#: 3870
PALM CITY, FL
Past
November 14, 2008 - August 9, 2024
OSAIC FS, INC.
BD
CRD#: 3870
PALM CITY, FL
Past
November 20, 2006 - December 17, 2008
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
NEWTON, NJ
Past
November 20, 2006 - December 17, 2008
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
NEWTON, NJ
Past
July 8, 2002 - November 27, 2006
OSAIC FS, INC.
RIA
CRD#: 3870
NEWTON, NJ
Past
March 8, 1989 - November 27, 2006
OSAIC FS, INC.
BD
CRD#: 3870
NEWTON, NJ
Past
December 20, 1988 - January 14, 1989
INVESTORS CENTER, INC.
BD
CRD#: 14670
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2024)
RR
Arizona(8/8/2024)
RR
California(8/8/2024)
RR
Delaware(8/8/2024)
RR
Florida(8/8/2024)
IAR
Florida(8/14/2024)
RR
Illinois(8/8/2024)
RR
Maryland(8/8/2024)
RR
Massachusetts(8/8/2024)
RR
Minnesota(8/8/2024)
RR
Montana(8/8/2024)
RR
New Jersey(8/8/2024)
IAR
New Jersey(8/12/2024)
RR
New York(8/8/2024)
RR
North Carolina(8/13/2024)
RR
Ohio(8/8/2024)
RR
Oregon(8/8/2024)
RR
Pennsylvania(8/8/2024)
RR
South Carolina(8/8/2024)
RR
Tennessee(8/8/2024)
RR
Texas(8/8/2024)
IAR
Texas(8/13/2024)
RR
Virginia(8/8/2024)
RR
Washington(8/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Palm City, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
