Jeffrey L. Farley
Professional summary
Jeffrey Lee Farley was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Jeffrey had worked at 2 firms, which includes PSA EQUITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1997 - July 12, 1999
PSA EQUITIES, INC.
November 23, 1988 - February 10, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PSA EQUITIES, INC.
CRD#: 15676 / SEC#: , 8-32052
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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