SD
Steven J. Davis
CETERA INVESTMENT ADVISERS LLC
OGDEN, UT
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CRD#: 1890984
SD
Professional summary
Steven Jay Davis, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ogden, Utah and CETERA WEALTH SERVICES, LLC located in Ogden, Utah.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Steven has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STEVEN J DAVIS RANCH POSITION: Owner/Sole Proprietor NATURE: Farming/Agriculture/Dairy INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: 1688 So. 7500 W., OGDEN UT 84404, DESCRIPTION: OWNER/OPERATOR 2) STEVEN DAVIS & ASSOCIATES PC POSITION: President NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2007 ADDRESS: 1688 So 7500 W, OGDEN UT 84404, DESCRIPTION: tax prep/accounting. 3) STEVEN J. DAVIS POSITION: Insurance Sales Agent NATURE: Independent Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/14/1996 ADDRESS: 1688 so 7500 W, OGDEN UT 84404, United States DESCRIPTION: INSURANCE SALES 4) WEST WARREN - WARREN WATER DISTRICT POSITION: Director/Officer NATURE: ELECTED DIRECTOR INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2004 ADDRESS: 1561 South 7500 West, OGDEN UT 84404, United States DESCRIPTION: BOARD OF DIRECTORS ONCE A MONTH MEETING TO APPROVE RESOLUTIONS AND WATER DISTRICT BUSINESS. ACT AS TREASURER, SIGN CHECKS, PREPARE QUARTERLY FINANCIAL STATEMENTS, PREPARE AND MONITOR BUDGETS, SUBMIT ALL REQUIRED REPORTS TO THE UTAH STATE AUDITOR AS REQUIRED FOR SPECIAL DISTRICTS 5) CHASE ACCOUNTING SERVICES P.C. POSITION: PRESIDENT NATURE: CERTIFIED PUBLIC ACCOUNTING FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/11/2023 ADDRESS: 1688 South 7500 West, Ogden UT 84404, United States DESCRIPTION: MANAGE THE AFFAIRS OF THIS FIRM AFTER MY DAUGHTER, PASSED AWAY ON NOVEMBER 11, 2023. WE WLL BE OPERATING THE FIRM IN A LIMITED WAY UNTIL WE CAN ARRANGE SALE AND A CLOSE OUT OF THE S-CORPORATION. I AM NOT TAKING A SALARY OR OTHER COMPENSATION
CRS (Client Relationship Summary) - RIA
Click below to view Steven Jay Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
OGDEN, UT
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Ogden, UT
Past
February 22, 1995 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Ogden, UT
Past
December 20, 1988 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Ogden, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
RR
Utah(9/5/2025)
IAR
Utah(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
