Alan S. Friedlander

ALLSTATE FINANCIAL ADVISORS

Buffalo Grove, IL 60089-6555

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CRD#: 1890289

Professional summary

Alan Samuel Friedlander, who also goes by Alan Samuel Friedlander, Alan S Friedlander, Alan Friedlander, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Buffalo Grove, Illinois and ALLSTATE FINANCIAL SERVICES, LLC located in Buffalo Grove, Illinois.

Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Alan has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Samuel Friedlander | Alan S Friedlander | Alan Friedlander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Samuel Friedlander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2024 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 480 W Half Day Rd, Buffalo Grove, IL 60089-6555

RIA

CRD#: 109524

Buffalo Grove, IL

Current

February 7, 2024 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 480 W Half Day Rd, Buffalo Grove, IL 60089-6555

CRD#: 18272

Buffalo Grove, IL

Past

April 12, 2022 - August 4, 2023

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

BUFFALO GROVE, IL

Past

April 12, 2022 - August 4, 2023

FIFTH THIRD SECURITIES, INC.

CRD#: 628

BUFFALO GROVE, IL

Past

September 14, 2009 - April 26, 2022

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

GURNEE, IL

Past

July 2, 2007 - April 26, 2022

D.H. HILL SECURITIES, LLLP

CRD#: 41528

GURNEE, IL

Past

August 19, 2004 - June 28, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

RIVERWOODS, IL

Past

July 22, 2004 - June 28, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 5, 2003 - August 18, 2004

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

June 11, 2001 - December 31, 2002

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

April 7, 1997 - June 13, 2001

OAK BROOK SECURITIES CORP.

CRD#: 16886

OAKBROOK TERRACE, IL

Past

September 10, 1992 - April 24, 1997

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(2/7/2024)

IAR

Illinois
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan S. Friedlander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Samuel Friedlander's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

D.H. HILL ADVISORS, INC.

D.H. HILL SECURITIES, LLLP

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

WATERSTONE FINANCIAL GROUP, INC.

COMMONWEALTH FINANCIAL NETWORK

OAK BROOK SECURITIES CORP.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2004

Series 63

Date: 9/15/1992

SIE

Date: 10/1/2018

Series 7

Date: 10/19/1999

Series 6

Date: 9/8/1992

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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