Peter R. Fogarty
Professional summary
Peter Raymond Fogarty is a registered financial advisor currently at ORCA INVESTMENT MANAGEMENT, LLC located in Walnut Creek, California and PAULSON INVESTMENT COMPANY LLC located in Walnut Creek, California.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Peter has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Raymond Fogarty's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2026 - Present
ORCA INVESTMENT MANAGEMENT, LLC
Office #1: 1255 Treat Blvd, Ste 300, Walnut Creek, CA 94597January 23, 2015 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 1255 Treat Blvd, Suite 300, Walnut Creek, CA 94597February 20, 2020 - December 31, 2024
PAULSON INVESTMENT ADVISORS, LLC
April 19, 2016 - December 10, 2020
PAULSON INVESTMENT COMPANY LLC
January 17, 2013 - January 30, 2015
ROTH CAPITAL PARTNERS, LLC
January 17, 2013 - January 30, 2015
ROTH CAPITAL PARTNERS, LLC
January 7, 2009 - November 19, 2012
ADVANCED EQUITIES, INC.
January 6, 2009 - November 19, 2012
ADVANCED EQUITIES, INC.
June 25, 2008 - January 2, 2009
FINANCIAL WEST GROUP
September 2, 2004 - July 1, 2008
THE SHEMANO GROUP, INC.
November 2, 2001 - September 3, 2004
KIRLIN SECURITIES INC.
February 19, 1998 - November 7, 2001
J.P. MORGAN SECURITIES LLC
February 7, 1994 - March 4, 1998
H.J. MEYERS & CO., INC.
May 11, 1992 - September 23, 1992
PRUDENTIAL EQUITY GROUP, LLC
December 2, 1991 - May 8, 1992
SUTRO & CO. INCORPORATED
November 23, 1988 - November 20, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ORCA INVESTMENT MANAGEMENT, LLC
CRD#: 144377 / SEC#: 801-68050
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2023)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(3/20/2026)
(1/23/2015)
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(6/11/2015)
(1/3/2024)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(10/13/2016)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(8/23/2016)
(4/27/2017)
(6/21/2016)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(6/11/2015)
(1/23/2015)
(3/15/2019)
(1/23/2015)
(1/23/2015)
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(1/23/2015)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(10/13/2016)
(1/23/2015)
(1/23/2015)
(8/7/2018)
(8/24/2021)
(10/21/2016)
(9/18/2018)
(8/26/2016)
(1/23/2015)
(10/21/2016)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(1/23/2015)
(1/23/2015)
Exams
FINRA
Current Firm
ORCA INVESTMENT MANAGEMENT, LLC
CRD#: 144377 / SEC#: 801-68050
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 557 |
| AUM (Assets Under Management) | $ 211,654,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ORCA INVESTMENT MANAGEMENT, LLC
CRD#: 144377Walnut Creek, CA 94597TRUST BUT VERIFY
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