SL
Steve M. Lairmore
MUTUAL OF OMAHA INVESTOR SERVICES
Papillion, NE
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CRD#: 1889699
SL
Professional summary
Steve Michael Lairmore, who also goes by Steve M Lairmore, is a registered financial advisor currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Papillion, Nebraska.
Steve is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Steve has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve M Lairmore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PAPILLION EQUESTRIAN CENTER, 9191 PLATTEVIEW ROAD PAPILLION, NE, HORSE BOARDING OWNER, 11/01/2006, FOR APPROXIMATELY 30 HOUR/MONTH, COMPENSATION $6,000 PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Steve Michael Lairmore's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steve Michael Lairmore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2018 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #2: Mutual Of Omaha Plaza, Omaha, NE 68175RIA
BD
CRD#: 611
Papillion, NE
Current
August 24, 2011 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: Mutual Of Omaha Plaza, Omaha, NE 68175RIA
BD
CRD#: 611
OMAHA, NE
Past
May 16, 2005 - November 4, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
OMAHA, NE
Past
May 19, 2004 - March 21, 2005
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
February 1, 2002 - May 29, 2002
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
May 31, 2001 - September 5, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
November 10, 1995 - February 27, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Past
March 25, 1991 - March 26, 1992
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
July 7, 1989 - August 18, 1990
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/6/2014)
RR
Alaska(11/6/2014)
RR
Arizona(11/6/2014)
RR
Arkansas(11/6/2014)
RR
California(11/6/2014)
RR
Colorado(11/6/2014)
RR
Connecticut(11/6/2014)
RR
Delaware(11/6/2014)
RR
District of Columbia(11/6/2014)
RR
Florida(11/6/2014)
RR
Georgia(11/6/2014)
RR
Hawaii(11/6/2014)
RR
Idaho(11/6/2014)
RR
Illinois(11/6/2014)
RR
Indiana(11/6/2014)
RR
Iowa(11/6/2014)
RR
Kansas(11/6/2014)
RR
Kentucky(11/6/2014)
RR
Louisiana(11/6/2014)
RR
Maine(11/6/2014)
RR
Maryland(11/6/2014)
RR
Massachusetts(11/6/2014)
RR
Michigan(11/6/2014)
RR
Minnesota(11/6/2014)
RR
Mississippi(11/6/2014)
RR
Missouri(11/6/2014)
RR
Montana(11/6/2014)
RR
Nebraska(8/24/2011)
IAR
Nebraska(6/26/2018)
RR
Nevada(11/6/2014)
RR
New Hampshire(11/6/2014)
RR
New Jersey(11/6/2014)
RR
New Mexico(11/6/2014)
RR
New York(11/6/2014)
RR
North Carolina(11/7/2014)
RR
North Dakota(11/6/2014)
RR
Ohio(11/6/2014)
RR
Oklahoma(11/6/2014)
RR
Oregon(11/6/2014)
RR
Pennsylvania(11/6/2014)
RR
Puerto Rico(11/6/2014)
RR
Rhode Island(11/6/2014)
RR
South Carolina(11/6/2014)
RR
South Dakota(11/6/2014)
RR
Tennessee(1/13/2017)
RR
Texas(11/6/2014)
RR
Utah(11/6/2014)
RR
Vermont(11/6/2014)
RR
Virgin Islands(11/6/2014)
RR
Virginia(11/6/2014)
RR
Washington(11/6/2014)
RR
West Virginia(11/6/2014)
RR
Wisconsin(11/6/2014)
RR
Wyoming(11/6/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MOFA | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MUTUAL OF OMAHA FUND MANAGEMENT COMPANY | MUTUAL OF OMAHA FINANCIAL ADVISORS | MUTUAL OF OMAHA ADVISORS | MOIS
CRD#: 611 / SEC#: 801-61332, 8-47290
RIA
Registered Investment Advisory firm - SEC (7/30/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Mailing Address
3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020
Phone number
(402) 351-3102
Established
Nebraska since 09/01/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
277
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
