Joan H. Huang-evans

EAGLE STRATEGIES LLC

IRVINE, CA 92614

Some features on this profile are disabled

CRD#: 1888857

Professional summary

Joan Haiyen Huang-evans, who also goes by Joan Haiyen, Joan H Huang, Joan Haiyen Huang, Joan H Lamanque, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Irvine, California and NYLIFE SECURITIES LLC located in Irvine, California.

Joan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Joan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51, Series 24, Series 9 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joan Haiyen | Joan H Huang | Joan Haiyen Huang | Joan H Lamanque

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[RENTAL PROPERTY; OWNER; 1542 Calle Las Palmas Pomona, CA 91766 and 1801 E Katella Ave #3023 Anaheim, CA 92805; 1 HOUR per month; Since 9/2013; investment related] [Cryptocurrency Investment; purchasing crypto currency such as Bitcoin and Ethereum as a personal investment; 5 Hillrise Dove Canyon Ca 92679; Start Date 12/2020; Role/Title: Investor; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; passive investor]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Haiyen Huang-evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2016 - Present

EAGLE STRATEGIES LLC

Office #1: 2020 Main St 10th Floor, Irvine, CA 92614

RIA

CRD#: 110826

IRVINE, CA

Current

April 21, 2016 - Present

NYLIFE SECURITIES LLC

Office #1: 2020 Main Street 10th Floor, Irvine, CA 92614

CRD#: 5167

Irvine, CA

Past

November 11, 2013 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

LOS ANGELES, CA

Past

October 9, 2002 - April 3, 2015

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BREA, CA

Past

July 26, 1989 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

CITY OF INDUSTRY, CA

Past

July 26, 1989 - April 3, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BREA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/21/2016)

IAR

California
(5/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/25/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/13/2010

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/30/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 2/14/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 26

Date: 9/3/1999

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joan H. Huang-evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Haiyen Huang-evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

NEW ENGLAND SECURITIES

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2000

Series 63

Date: 4/25/1991

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2000

Series 6

Date: 7/25/1989

Series 51

Date: 5/13/2010

Series 24

Date: 10/30/2003

Series 9

Date: 2/14/2001

Series 26

Date: 9/3/1999

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

Similar Advisors