John N. Brenkovich
Professional summary
John Nino Brenkovich, CFP®, ChFC®, who also goes by John Brenkovich, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Mamaroneck, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Nino Brenkovich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Nino Brenkovich's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
December 20, 2012 - Present
OSAIC WEALTH, INC.
Office #1: 1600 Harrison Ave Suite 307c, Mamaroneck, NY 10543December 12, 2012 - Present
OSAIC WEALTH, INC.
Office #1: 1600 Harrison Ave Suite 307c, Mamaroneck, NY 10543April 1, 2011 - December 13, 2012
CADARET, GRANT & CO., INC.
August 3, 2004 - April 4, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 7, 2004 - July 29, 2004
IFMG SECURITIES, INC.
April 29, 2002 - October 23, 2003
RYAN BECK & CO.
July 20, 1992 - April 29, 2002
GRUNTAL & CO., L.L.C.
August 6, 1991 - July 21, 1992
GKN SECURITIES CORP.
January 18, 1991 - August 19, 1991
BLUESTONE CAPITAL CORP.
April 4, 1990 - January 8, 1991
COMMONWEALTH ASSOCIATES
May 3, 1989 - April 9, 1990
GRUNTAL & CO., L.L.C.
November 23, 1988 - May 6, 1989
D. H. BLAIR & CO., INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2012)
(12/12/2012)
(7/3/2014)
(12/12/2012)
(12/20/2012)
(1/10/2018)
(10/3/2024)
(12/12/2012)
(11/24/2014)
(12/12/2012)
(4/26/2021)
(3/11/2022)
(6/4/2021)
(7/31/2025)
Exams
Series 8
Date: 8/4/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.