AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JB

Jon P. Beckett

THE BANK STREET GROUP L.L.C.
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 1888149
JB

Professional summary


Jon Peter Beckett, who also goes by Peter Beckett, is a registered financial professional currently at THE BANK STREET GROUP L.L.C. located in Stamford, Connecticut.

Jon is registered as a RR (Registered Representative) and started their career in finance in 1988. Jon has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Peter Beckett

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jon Peter Beckett's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 24, 2007 - Present

THE BANK STREET GROUP L.L.C.

Office #1: 333 Ludlow Street 3rd Floor, South Tower, Stamford, CT, 06902
BD
CRD#: 116269
Stamford, CT
Past

September 27, 2004 - June 1, 2006

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
NEW YORK, NY
Past

March 22, 2000 - December 18, 2002

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 19, 1988 - March 29, 2000

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/24/2007)
RR
New York
(5/24/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 1/20/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TB
THE BANK STREET GROUP L.L.C.
THE BANK STREET GROUP | THE BANK STREET GROUP L.L.C.

CRD#: 116269 / SEC#: , 8-53542

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
333 Ludlow Street 3rd Floor, South Tower, Stamford, CT, 06902
Mailing Address
333 Ludlow Street 3rd Floor, South Tower, Stamford, CT, 06902
Phone number
(203) 252-2800
Established
Delaware since 05/07/2001
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BANK STREET HOLDINGS LLCHOLDING COMPANY OF MEMBERSHIP INTERESTS
BECKETT, JON PETERMANAGING DIRECTOR1888149
BURNAT, ROBERT MARKFINANCIAL & OPERATIONS PRINCIPAL1262266
HENRY, JAMES HOWLANDSENIOR MANAGING DIRECTOR/CFO2449629
LUKAJ, RICHARD STEELESENIOR MANAGING DIRECTOR/CEO/CCO/AMLCO2555602

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE BANK STREET GROUP L.L.C.

CRD#: 116269Stamford, CT 06902

TRUST BUT VERIFY

Monitor Jon Beckett

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Brian Joseph Marchini
Brian MarchiniAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
White Plains, NY
Philip David Meese
Philip MeeseAdvisorCheck Check Mark
AE WEALTH MANAGEMENT, LLC
IAR
Darien, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics