Adolf F. Kohn
Professional summary
Adolf Friedrich Kohn was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adolf Friedrich Kohn was a registered financial advisor .
Adolf is a previously registered financial advisor and started their career in finance in 1989. Adolf had worked at 7 firms and has passed the Series 63, Series 3, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2006 - January 5, 2007
I.C.R. FINANCIAL CENTER, INC.
September 7, 2000 - July 15, 2004
AMERICAN NATIONAL MUNICIPAL CORPORATION
July 2, 1996 - November 25, 1998
TRAVIS MORGAN SECURITIES INC.
June 25, 1996 - August 28, 1997
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
December 21, 1995 - September 17, 1996
SPECTRUM SECURITIES, INC.
March 9, 1993 - August 31, 2007
I.C.R. FINANCIAL CENTER, INC.
May 31, 1989 - December 17, 1992
FIRST AFFILIATED SECURITIES
May 23, 1989 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
I.C.R. FINANCIAL CENTER, INC.
CRD#: 30557 / SEC#: , 8-45002
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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