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Adolf Friedrich Kohn

CRD# 1887987·Registered 1989 - 2007
Suspended: Adolf Friedrich Kohn was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Adolf Friedrich Kohn was a registered financial advisor. Adolf was a previously registered financial advisor and started their career in finance 1989 - 2007. Adolf had worked at 7 firms and has passed the Series 63, Series 3, Series 7, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

I.C.R. FINANCIAL CENTER, INC.·CRD# 30557
RIA
San Diego, CA
October 12, 2006 - January 5, 2007
AMERICAN NATIONAL MUNICIPAL CORPORATION·CRD# 44860
BD
Woodland Hills, CA
September 7, 2000 - July 15, 2004
TRAVIS MORGAN SECURITIES INC.·CRD# 29088
BD
Dallas, TX
July 2, 1996 - November 25, 1998
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.·CRD# 16116
BD
June 25, 1996 - August 28, 1997
SPECTRUM SECURITIES, INC.·CRD# 29305
BD
Aroura Hills, CA
December 21, 1995 - September 17, 1996
I.C.R. FINANCIAL CENTER, INC.·CRD# 30557
BD
San Diego, CA
March 9, 1993 - August 31, 2007
FIRST AFFILIATED SECURITIES·CRD# 23737
BD
La Jolla, CA
May 31, 1989 - December 17, 1992
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
May 23, 1989 - May 31, 1989

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Current Firm

IF
I.C.R. FINANCIAL CENTER, INC.

I.C.R. FINANCIAL CENTER, INC. | REIBLINGER FINANCIAL CENTER, INC.

CRD#: 30557 / SEC#: 8-45002
BD
Terminated by SEC on 08/31/2007

Contact Information

Established

California since 02/24/1992

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
REIBLINGER CONSULTING CORPORATION80% OWNER—
BLACK RIVER CAPITAL CORPORATION20% OWNER—
HELFRICH, CHARLES JOSEPH JRDIRECTOR SALES AND MARKETING242208
KOHN, ADOLF FRIEDRICHPRESIDENT / CEO / CFO / CCO1887987

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1989About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1990About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1989About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Oct 1993About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1990About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jun 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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