DS
Donita A. St Marie
ON INVESTMENT MANAGEMENT CO
Madison, WI 53719
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CRD#: 1887513
DS
Professional summary
Donita Ann St Marie, who also goes by Doni Merchlewitz, Donita Merchlewitz, Doni Stitgen, Donita Ann Stitgen, Donita A Zanoni, Donita Ann Zanoni, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Madison, Wisconsin and THE O.N. EQUITY SALES COMPANY located in Madison, Wisconsin.
Donita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Donita has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doni Merchlewitz | Donita Merchlewitz | Doni Stitgen | Donita Ann Stitgen | Donita A Zanoni | Donita Ann Zanoni
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CTM BOARD OF DIRECTORS; NOT INVESTMENT RELATED; 228 STATE ST MADISON WI 53703; BOARD MEMBER; START DATE: 03/01/2009; CHILDRENS THEATRE,EDUCATION AND PRODUCTIONS; 2 HOURS PER MONTH(0 HOURS DURING TRADING) 2)MATC ADVISORY BOARD; NOT INVESTMENT RELATED; 3550 ANDERSON ST MADISON WI 53704; MANAGEMENT ADVISORY BOARD; START DATE: 04/01/2009; PROVIDE BUSINESS PERSPECTIVES FOR CURRICULUM AND PROVIDE INTERN POSITIONS; 1 HOUR PER MONTH(1 HOUR DURING TRADING) 3) ROTARY FOUNDATION; MADISON WI 53703; BOARD MEMBER; START DATE: 06/01/2008; ADVISING AND SELECTING ORGANIZATIONS FOR FUNDING NEEDS; ESTABLISHING FOUNDATION STRUCTURE AND MANAGEMENT OF FUNDS FOR DISTRIBUTION; 15 HOURS PER MONTH(8 HOURS DURING TRADING). 4) WEALTH AND WISDOM OF WISCONSIN; INVESTMENT RELATED; 8500 GREENWAY BLVD. #200, MIDDLETON, WI 53562; LIFE INSURANCE, HEALTH INSURANCEM AND DI INSURANCE; OWNER; START DATE: 01/01/2009; 160 HOURS PER MONTH (140 DURING MARKET HOURS); SALE/SERVICE OF INSURANCE PRODUCTS: LIFE, HEALTH AND DISABILITY.
CRS (Client Relationship Summary) - RIA
Click below to view Donita Ann St Marie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2012 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 8201 Mayo Drive Suite 111, Madison, WI 53719RIA
CRD#: 105662
Madison, WI
Current
December 4, 1995 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 8201 Mayo Drive Suite 111, Madison, WI 53719BD
CRD#: 2936
Madison, WI
Past
April 30, 2009 - June 18, 2013
WISCONSIN FINANCIAL ADVISORS, LLC
RIA
CRD#: 149220
MIDDLETON, WI
Past
November 10, 1995 - December 4, 1995
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Past
November 23, 1988 - November 22, 1995
WFG SECURITIES CORPORATION
BD
CRD#: 13169
MIDDLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2017)
RR
Alaska(8/10/2007)
IAR
Alaska(4/1/2013)
RR
Arizona(7/23/2002)
RR
California(1/22/2009)
IAR
California(3/11/2014)
RR
Colorado(10/4/2013)
IAR
Colorado(12/4/2017)
RR
Delaware(10/1/2009)
RR
Florida(1/8/2018)
IAR
Florida(2/14/2022)
RR
Georgia(10/1/2009)
RR
Idaho(9/1/2017)
RR
Illinois(1/3/2011)
RR
Indiana(4/8/2019)
IAR
Indiana(4/9/2019)
RR
Iowa(9/9/2011)
IAR
Iowa(6/26/2018)
RR
Minnesota(2/2/1999)
IAR
Minnesota(4/15/2019)
RR
Montana(1/8/2015)
RR
New Mexico(1/9/2017)
RR
New York(1/22/2018)
RR
North Carolina(11/20/2023)
RR
Pennsylvania(11/21/2019)
RR
Texas(5/28/2015)
IAR
Texas(5/29/2015)
RR
Washington(8/28/2006)
IAR
Washington(4/1/2013)
RR
Wisconsin(12/5/1995)
IAR
Wisconsin(10/11/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Madison, WI 53719TRUST BUT VERIFY
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Contact information
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