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SI

Stephen C. Iskalis

THE BENCHMARK COMPANY
New York, NY 10155
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CRD#: 1887474
SI

Professional summary


Stephen Constantine Iskalis is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1988. Stephen has worked at 15 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stephen Constantine Iskalis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 30, 2019 - Present

THE BENCHMARK COMPANY, LLC

Office #1: 150 E 58th Street 17th Floor, New York, NY 10155
BD
CRD#: 22982
New York, NY
Past

November 30, 2017 - July 31, 2019

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
Golden, CO
Past

July 10, 2017 - November 30, 2017

B. RILEY & CO., LLC

BD
CRD#: 40355
Golden, CO
Past

August 5, 2008 - July 18, 2017

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
Golden, CO
Past

June 1, 2007 - July 3, 2008

FERRIS, BAKER WATTS, LLC

BD
CRD#: 285
DENVER, CO
Past

January 3, 2002 - April 25, 2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
DENVER, CO
Past

November 6, 1999 - November 14, 2001

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

November 27, 1998 - November 1, 1999

CLEARY GULL INC.

BD
CRD#: 45309
MILWAUKEE, WI
Past

April 17, 1998 - November 27, 1998

CLEARY GULL REILAND & MCDEVITT INC.

BD
CRD#: 18716
MILWAUKEE, WI
Past

June 12, 1996 - April 1, 1998

VECTOR SECURITIES INTERNATIONAL, INC.

BD
CRD#: 22010
NEW YORK, NY
Past

February 17, 1993 - May 1, 1996

CLEARY GULL REILAND & MCDEVITT INC.

BD
CRD#: 18716
MILWAUKEE, WI
Past

December 3, 1992 - January 18, 1993

FIRSTAR INVESTMENT SERVICES,INC.

BD
CRD#: 14536
MORRIS PLAINS, NJ
Past

October 29, 1990 - November 16, 1992

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

July 13, 1990 - October 2, 1990

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

January 18, 1990 - July 13, 1990

BANC ONE WISCONSIN INVESTMENT SERVICES CORPORATION

BD
CRD#: 17087
Past

December 20, 1988 - June 6, 1989

CABRERA CAPITAL MARKETS, LLC

BD
CRD#: 10081

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/20/2024)
RR
Colorado
(7/30/2019)
RR
Connecticut
(6/1/2022)
RR
Florida
(3/15/2024)
RR
Maryland
(12/19/2019)
RR
New York
(8/19/2019)
RR
Ohio
(6/1/2022)
RR
Oregon
(8/20/2024)
RR
Texas
(4/5/2021)
RR
Washington
(8/20/2024)
RR
Wisconsin
(12/19/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 10/28/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/1/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


TB
THE BENCHMARK COMPANY, LLC
BENCHMARK-PELLINORE GROUP, INC. | THE BENCHMARK COMPANY, LLC | THE BENCHMARK COMPANY, INC. | PELLINORE SECURITIES CORP.

CRD#: 22982 / SEC#: , 8-40081

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
150 E 58th Street 17th Floor, New York, NY 10155
Mailing Address
150 E 58th Street 17th Floor, New York, NY 10155
Phone number
(212) 312-6700
Established
Delaware since 02/21/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STONEX GROUP INC.OWNER
HASSON, KIM-MARIECCO/AML COMPLIANCE OFFICER4021977
MESSINA, RICHARDPRESIDENT1361661
SCHIRRIPA, THOMAS NCFO/FINOP/PFO/POO2231180

Disclosures


Regulatory Event17
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE BENCHMARK COMPANY, LLC

CRD#: 22982New York, NY 10155

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