DB
Daniel J. Bouska
TSFG
LAKE FOREST, IL 60045
Some features on this profile are disabled
CRD#: 1887073
DB
Professional summary
Daniel Joseph Bouska, who also goes by Dan Bouska, is a registered financial advisor currently at TSFG, LLC located in Lake Forest, Illinois and LPL FINANCIAL LLC located in Lake Forest, Illinois.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Bouska
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 10/04/2005 - TS FINANCIAL GROUP, LLC - NON-VARIABLE INSURANCE DBA - OFFERING LIFE AND FIXED ANNUITIES TO MY CLIENTS - 1% OF TIME SPENT - LAKE FOREST, IL (2) 12/30/2010 - TS FINANCIAL GROUP, LLC - LAKE FOREST, IL (3) 7/25/2018 - TSFG, LLC - DBA: (Hybrid) Alchemy Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/01/2015 - 110 Hours Per Month/6 Hours During Securities Trading - Time Spent 69% - I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 03/2015. I expect to spend approximately 110 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 11/19/2018 - Third Base Inn 3458 N Lincoln (Finley Dunnes) - Investment Related - Chicago, IL - Real Estate Rental - Owner - Started 10/02/2018 - 3 Hours Per Month/0 Hours During Securities Trading - Owner of Building which has a bar and apartment unit that will be rented. (5) 09/27/2023 - HillTop Resort - Real Estate Rental - Partial Owner - Investment Related - Hazelhurst, WI - Start Date 06/28/2023 - 2 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Bouska's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2015 - Present
TSFG, LLC
Office #1: 1052 N. Western Ave., Lake Forest, IL 60045RIA
CRD#: 172555
LAKE FOREST, IL
Current
February 6, 2004 - Present
LPL FINANCIAL LLC
Office #1: 1052 N Western Avenue, Lake Forest, IL 60045RIA
BD
CRD#: 6413
Lake Forest, IL
Past
February 6, 2004 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
June 6, 2001 - February 9, 2004
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
VERNON HILLS, IL
Past
August 7, 1996 - February 9, 2004
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
February 1, 1995 - August 8, 1996
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
January 1, 1990 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
BD
CRD#: 798
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/5/2004)
RR
California(2/13/2004)
RR
Colorado(12/21/2020)
RR
Florida(2/6/2004)
RR
Georgia(1/18/2005)
RR
Idaho(5/6/2014)
RR
Illinois(2/6/2004)
IAR
Illinois(2/3/2015)
RR
Indiana(3/18/2005)
RR
Iowa(10/16/2020)
RR
Massachusetts(10/14/2020)
RR
Michigan(1/6/2012)
RR
Minnesota(11/13/2012)
RR
Missouri(12/20/2012)
RR
Nebraska(6/19/2013)
RR
New York(4/2/2025)
RR
North Carolina(4/18/2013)
RR
South Dakota(10/14/2020)
RR
Tennessee(2/2/2021)
RR
Texas(6/6/2016)
IAR
Texas(11/15/2019)
RR
Washington(10/14/2020)
RR
Wisconsin(2/6/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1052 N Western Avenue, Lake Forest, IL 60045
Mailing Address
Phone number
(847) 735-7100
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,651 |
| AUM (Assets Under Management) | $ 854,306,837 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
