Timothy B. Shmidl

PRISM FINANCIAL GROUP, L.L.C.

OVERLAND PARK, KS 66210-1984

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CRD#: 1886210

Professional summary

Timothy Brian Shmidl, CFP® is a registered financial advisor currently at PRISM FINANCIAL GROUP, L.L.C. located in Overland Park, Kansas and APRIO WEALTH MANAGEMENT, LLC located in Overland Park, Kansas.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Timothy has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Income Management

Tax Planning

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Education Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT, 7101 COLLEGE BLVD STE 900, OVERLAND PARK, KS, 12/1999 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/WK - 1/TRADING. 2)THE AMERICAN HOME LIFE INSURANCE COMPANY 400 S. KANSAS AVENUE TOPEKA, KS 66601. BEGAN 04/01/2012 AS BOARD MEMBER, PARTICIPATING IN QUARTERLY MEETINGS WITH 5 OTHER BOARD MEMBERS PROVIDING FEEDBACK. WILL NOT BE ABLE TO ACT ON BEHALF OF THE COMPANY AND WILL NOT HAVE CONTROL OVER COMPANY DOLLARS IN ANY MANNER. NOT INVESTMENT RELATED. DEVOTES 2 HRS/MNTH. 2 HRS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Brian Shmidl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

April 25, 2000 - Present

PRISM FINANCIAL GROUP, L.L.C.

Office #1: 7101 College Blvd. Suite 900, Overland Park, KS 66210-1984

CRD#: 112315

OVERLAND PARK, KS

Current

November 5, 2025 - Present

APRIO WEALTH MANAGEMENT, LLC

Office #1: 7101 College Blvd. Suite 740, Overland Park, KS 66210

RIA

CRD#: 127333

OVERLAND PARK, KS

Past

February 1, 1999 - November 20, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

OVERLAND PARK, KS

Past

November 9, 1989 - February 1, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

November 3, 1988 - October 25, 1989

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

November 3, 1988 - October 25, 1989

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APRIO WEALTH MANAGEMENT, LLC

APRIO WEALTH MANAGEMENT, LLC | TEGRA FINANCIAL PARTNERS | HA&W WEALTH MANAGEMENT, LLC

CRD#: 127333 / SEC#: 801-63326

RIA

Registered Investment Advisory firm - (7/9/2004 Approved)

Georgia

Registered Investment Advisory firm - (7/16/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(4/25/2000)

IAR

Texas
(8/24/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/2/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/2/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 7/11/2006

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/1997

General Securities Principal Examination

Current Firm

APRIO WEALTH MANAGEMENT, LLC

APRIO WEALTH MANAGEMENT, LLC | TEGRA FINANCIAL PARTNERS | HA&W WEALTH MANAGEMENT, LLC

CRD#: 127333 / SEC#: 801-63326

RIA

Registered Investment Advisory firm - (7/9/2004 Approved)

Georgia

Registered Investment Advisory firm - (7/16/2004 Terminated)

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Contact information

Main Address

2002 Summit Boulevard Suite 120, Atlanta, GA 30319

Mailing Address

Phone number

(404) 892-9651

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APRIO WEALTH MANAGEMENT FORM ADV PART 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,269
AUM (Assets Under Management)	$ 2,635,136,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Timothy B. Shmidl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Brian Shmidl's CRS (Customer Relationship Summary).

Certified licenses

Experience

APRIO WEALTH MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

GUARDIAN INVESTOR SERVICES LLC

WS GRIFFITH SECURITIES, INC.

HOME LIFE INSURANCE COMPANY

Primary Firm SEC Registration

APRIO WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/2/1988

SIE

Date: 10/1/2018

Series 7

Date: 1/3/1992

Series 6

Date: 11/2/1988

Series 51

Date: 7/11/2006

Series 24

Date: 9/23/1997

Current Firm

APRIO WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APRIO WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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