Paul S. Carpenter
ATLAS PRIVATE WEALTH ADVISORS
Johnstown, PA 15904
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CRD#: 1884935
Professional summary
Paul Samuel Carpenter, CFP® is a registered financial advisor currently at ATLAS PRIVATE WEALTH ADVISORS located in Johnstown, Pennsylvania and LPL FINANCIAL LLC located in Johnstown, Pennsylvania.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Investment Planning
Education Planning
Insurance Planning
Retirement Planning
Divorce Planning
Business Succession Planning
Comprehensive Financial Planni...
Estate Planning
Tax Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)12/16/2021 - Paul Carpenter Capital Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/1989 - 160 Hr/Mth 2)12/03/2021 - Carpenter Capital Advisors - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/1989 - 1 Hr/Mth 3)12/03/2021 - Musician/ Artist - Part Time Drummer - Non-Inv Rel - Out of Residence - Start: 01/2005 4) 04/13/2022 - Atlas Private Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 9/1/2016 - 40 Hours Per Month - I provide investment advisory services through Atlas Private Wealth Advisors, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Samuel Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
January 19, 2022 - Present
ATLAS PRIVATE WEALTH ADVISORS
Office #1: 400 Luray Avenue #100, Johnstown, PA 15904RIA
CRD#: 283744
Johnstown, PA
Current
December 16, 2021 - Present
LPL FINANCIAL LLC
Office #1: 400 Luray Ave, Ste. 100, Johnstown, PA 15904RIA
BD
CRD#: 6413
Johnstown, PA
Past
March 29, 1991 - December 21, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
JOHNSTOWN, PA
Past
January 3, 1989 - December 21, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Johnstown, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/5/2023)
RR
Arizona(12/16/2021)
RR
Florida(12/16/2021)
RR
Georgia(12/22/2021)
RR
Kansas(4/5/2023)
RR
New Jersey(12/16/2021)
RR
North Carolina(12/21/2021)
RR
Pennsylvania(12/16/2021)
IAR
Pennsylvania(1/19/2022)
RR
South Carolina(12/16/2021)
RR
Virginia(12/21/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
331 Newman Springs Rd. Suite 320, Building 3 2nd Floor, Red Bank, NJ, 07701
Mailing Address
Phone number
(888) 996-2666
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,524 |
| AUM (Assets Under Management) | $ 688,121,996 |
Red Flags
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Company Information
ATLAS PRIVATE WEALTH ADVISORS
CRD#: 283744Johnstown, PA 15904TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
