George W. Crim

CETERA INVESTMENT ADVISERS LLC

STEUBENVILLE, OH

Some features on this profile are disabled

CRD#: 1884689

Professional summary

George William Crim II, who also goes by George W Crim, George William Crim II, George William Crim, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Steubenville, Ohio and CETERA WEALTH SERVICES, LLC located in Steubenville, Ohio.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. George has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George W Crim | George William Crim Ii | George William Crim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) (dba) CRIM INVESTMENTS; Investment Related; Residence, Steubenville OH 43952; Financial Services; President; Start Date 08/2017; 160 hours per month; Securities, Investments and Insurance product sales and service. >> 2) 908 MARKET STREET LTD; Non-Investment Related; Residence, Steubenville, OH 43952; Real Estate; Owner; Start Date 03/2012; My spouse and I own several residential rental units. The day to day activities are my spouse's responsibility. I find and fund the purchases; she maintains and manages them. Multiple addresses all residential.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George William Crim II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

STEUBENVILLE, OH

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Steubenville, OH

Past

August 14, 2017 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Steubenville, OH

Past

August 10, 2017 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Steubenville, OH

Past

March 10, 2009 - July 17, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

STEUBENVILLE, OH

Past

March 10, 2009 - July 17, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

STEUBENVILLE, OH

Past

May 22, 2007 - March 10, 2009

BUTLER, WICK & CO., INC.

RIA

CRD#: 120

STEUBENVILLE, OH

Past

December 2, 2005 - March 10, 2009

BUTLER, WICK & CO., INC.

CRD#: 120

STEUBENVILLE, OH

Past

February 4, 1993 - December 21, 2005

ADVEST, INC.

CRD#: 10

STEUBENVILLE, OH

Past

May 17, 1990 - June 10, 1992

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

December 5, 1988 - August 19, 1989

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/20/2025)

Florida
(2/20/2025)

New York
(2/20/2025)

Ohio
(2/20/2025)

IAR

Ohio
(2/20/2025)

Pennsylvania
(2/20/2025)

Texas
(6/20/2025)

IAR

Texas
(6/20/2025)

Virginia
(2/20/2025)

Washington
(2/20/2025)

West Virginia
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 3/16/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

George W. Crim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George William Crim II's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BUTLER, WICK & CO., INC.

BUTLER, WICK & CO., INC.

ADVEST, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/2007

Series 63

Date: 2/8/1993

SIE

Date: 10/1/2018

Series 7

Date: 2/1/1993

Series 6

Date: 12/2/1988

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 3/16/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors