Allan A. Viscardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Alfred Viscardi, who also goes by Allan A VIscardi, was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1988. Allan had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 1998 - December 31, 1999
NORTHSTAR SECURITIES, INC.
October 21, 1997 - November 4, 1998
DOMINION CAPITAL CORPORATION
July 2, 1997 - August 4, 1997
CENTENNIAL CAPITAL MANAGEMENT, INC.
January 15, 1992 - May 13, 1997
WORLD INVEST CORPORATION
December 20, 1988 - September 9, 1991
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHSTAR SECURITIES, INC.
CRD#: 11247 / SEC#: , 8-21268
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
