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Russell Scott Tarbett

PATRICK CAPITAL MARKETS
St. Louis, MO
·CRD# 1826212·37 years experience

Professional Summary

Russell Scott Tarbett, who also goes by Russ Tarbett, Rusty Tarbett, is a registered financial advisor currently at PATRICK CAPITAL MARKETS, LLC located in St. Louis, Missouri. Russell is registered as a RR (Registered Representative) and started their career in finance in 1989. Russell has worked at 12 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Russ Tarbett, Rusty Tarbett

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
11152 South Towne Square, St. Louis, MO 63123
January 31, 2024 - Present
PROSPERA FINANCIAL SERVICES, INC.·CRD# 10740
BD
Dallas, TX
June 2, 2020 - July 28, 2022
ARETE WEALTH MANAGEMENT, LLC·CRD# 44856
BD
Chicago, IL
August 11, 2016 - August 3, 2018
EMERSON EQUITY LLC·CRD# 130032
BD
Lewisville, TX
February 7, 2014 - August 20, 2014
ARGENTUS SECURITIES, LLC·CRD# 45915
BD
Dallas, TX
October 15, 2013 - February 3, 2014
PROSPERA FINANCIAL SERVICES, INC.·CRD# 10740
BD
Dallas, TX
May 4, 2005 - June 29, 2012
BARRON MOORE, INC.·CRD# 123521
BD
Dallas, TX
September 22, 2003 - November 26, 2003
PROSPERA FINANCIAL SERVICES, INC.·CRD# 10740
BD
Dallas, TX
May 7, 2001 - July 1, 2003
RUSHMORE SECURITIES CORPORATION·CRD# 8392
BD
Dallas, TX
January 17, 2001 - May 4, 2001
NORTHSTAR SECURITIES, INC.·CRD# 11247
BD
Dallas, TX
June 4, 1998 - March 30, 2001
DOMINION CAPITAL CORPORATION·CRD# 18837
BD
Dallas, TX
November 16, 1994 - December 9, 1998
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
December 21, 1992 - November 18, 1994
POWELL & SATTERFIELD, INC.·CRD# 7030
BD
Little Rock, AR
May 28, 1991 - December 23, 1992
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
May 15, 1989 - May 23, 1991

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Current Firm

PC
PATRICK CAPITAL MARKETS, LLC

PATRICK CAPITAL MARKETS | PATRICK FINANCIAL CORPORATION | PATRICK CAPITAL MARKETS, LLC

CRD#: 16518 / SEC#: 8-34099
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

11152 South Towne Square, St Louis, MO 63123

Mailing Address

11152 South Towne Square, St. Louis, MO 63123

Phone Number

(314) 528-3000

Established

Missouri since 06/16/2008

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAXONY FINANCIAL HOLDINGS, LLC.SOLE OWNER/ MEMBER—
KLUMP, RYAN CHRISTOPHERCHIEF EXECUTIVE OFFICER4762698
MATARAZZI, NATHAN DOMENICOFINOP, POO, AND PFO4827090
MITCHELL, JARAD BYRAMPRESIDENT4811305
WEBSTER, TERRANCE MICHAELCHIEF COMPLIANCE OFFICER6826889

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(1/31/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1989About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 1990About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1989About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1999About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1998About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 1991About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Russell Scott Tarbett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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