Jack D. Faller

SINE QUA NON CAPITAL LLC

DELRAY BEACH, FL 33446

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CRD#: 1883661

Professional summary

Jack David Faller, who also goes by Jack David Faller, Jack Faller, is a registered financial professional currently at SINE QUA NON CAPITAL LLC located in Delray Beach, Florida and MARKET SECURITIES, LLC located in New York, New York.

Jack is registered as a RR (Registered Representative) and started their career in finance in 1997. Jack has worked at 38 firms and has passed the Series 63, Series 99TO, Series 72, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jack David Faller | Jack Faller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jack David Faller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2025 - Present

SINE QUA NON CAPITAL LLC

Office #1: 9736 Rennes Ln, Delray Beach, FL 33446

CRD#: 330483

DELRAY BEACH, FL

Current

October 24, 2025 - Present

MARKET SECURITIES, LLC

Office #1: 75 Broad Street 7th Floor, New York, NY 10004

CRD#: 283701

NEW YORK, NY

Past

July 17, 2024 - November 19, 2024

REPUBLIC PARTNERS, LLC

CRD#: 281607

CHICAGO, IL

Past

May 9, 2024 - October 2, 2024

SECURITIES CLUB BROKER-DEALER, LLC

CRD#: 284893

PALM BEACH, FL

Past

May 7, 2024 - November 19, 2024

CONSENSUS SECURITIES LLC

CRD#: 144684

NORWOOD, MA

Past

April 19, 2024 - November 25, 2024

CRESCENDO MARKETS LLC

CRD#: 298072

NEW YORK, NY

Past

November 3, 2023 - May 3, 2024

AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC

CRD#: 326530

MIAMI BEACH, FL

Past

May 18, 2023 - June 20, 2023

MAIN STREET SECURITIES LLC

CRD#: 324347

AUSTIN, TX

Past

February 7, 2023 - November 25, 2024

LGA CAPITAL

CRD#: 282415

ROCKVILLE, MD

Past

August 1, 2022 - August 2, 2023

LONG BRIDGE SECURITIES, LLC

CRD#: 314519

Hoboken, NJ

Past

June 28, 2022 - December 15, 2022

SGI SECURITIES LLC

CRD#: 155643

NEW YORK, NY

Past

May 19, 2022 - May 24, 2022

VCEXPRESS FINANCIAL LTD

CRD#: 314544

PORT JEFFERSON STA, NY

Past

January 12, 2022 - April 1, 2024

FOREST ROAD SECURITIES

CRD#: 313784

Los Angeles, CA

Past

October 13, 2021 - February 15, 2023

ADELPHI STOCK BROKERS

CRD#: 309048

Sands Point, NY

Past

August 25, 2021 - July 11, 2024

EMERGING MANAGER ADVISORS LLC

CRD#: 151079

JERSEY CITY, NJ

Past

January 27, 2021 - September 1, 2021

BMI CAPITAL INTERNATIONAL LLC

CRD#: 154670

NEW YORK, NY

Past

April 20, 2020 - November 13, 2024

KENMAR SECURITIES, LLC

CRD#: 171793

NEW YORK, NY

Past

August 8, 2019 - November 12, 2024

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

RIDGEWOOD, NJ

Past

July 25, 2018 - January 18, 2022

MONMOUTH CAPITAL MANAGEMENT LLC

CRD#: 290248

Holmdel, NJ

Past

September 22, 2017 - July 22, 2019

PALM BEACH SECURITIES, LLC

CRD#: 163155

NORTH PALM BEACH, FL

Past

November 30, 2016 - March 30, 2017

PALLADIUM CAPITAL GROUP, LLC

CRD#: 129400

New York, NY

Past

October 17, 2016 - December 2, 2019

MARKET SECURITIES, LLC

CRD#: 283701

NEW YORK, NY

Past

July 1, 2015 - April 19, 2018

DALMORE GROUP LLC

CRD#: 136352

WOODMERE, NY

Past

June 4, 2014 - September 5, 2014

OPTIMA SECURITIES LLC

CRD#: 168881

NEW YORK, NY

Past

March 20, 2014 - August 9, 2018

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327

NEW YORK, NY

Past

January 13, 2014 - March 3, 2014

WNJ CAPITAL, INC.

CRD#: 167903

PHILA, PA

Past

August 16, 2013 - August 1, 2016

CROSS POINT CAPITAL LLC

CRD#: 136223

KINGSTON, NJ

Past

February 27, 2013 - April 1, 2013

INX SECURITIES, LLC

CRD#: 162182

NEW YORK, NY

Past

September 16, 2011 - July 5, 2012

MM GLOBAL SECURITIES, INC.

CRD#: 2509

MELVILLE, NY

Past

August 26, 2011 - January 23, 2012

MCCAFFERTY & COMPANY, LLC

CRD#: 147259

NEW YORK, NY

Past

April 4, 2011 - April 13, 2011

MADISON WILLIAMS AND COMPANY

CRD#: 149530

NEW YORK, NY

Past

February 10, 2011 - December 21, 2012

GATE US LLC

CRD#: 10863

NEW YORK, NY

Past

July 18, 2005 - March 9, 2010

TRILLIUM BROKERAGE SERVICES, LLC

CRD#: 120064

NEW YORK, NY

Past

May 12, 2004 - May 27, 2005

ELECTRONIC SECURITIES PROCESSING (ESP) LLC

CRD#: 103730

NEW YORK, NY

Past

January 1, 2004 - January 23, 2004

GOLDES SECURITIES, INC.

CRD#: 115248

ST. PETERSBURG, FL

Past

January 1, 2004 - May 6, 2004

OXFORD CAPITAL SECURITIES

CRD#: 47292

NEW YORK, NY

Past

July 14, 2000 - January 11, 2002

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

April 24, 2000 - January 14, 2002

ELECTRONIC SECURITIES PROCESSING (ESP) LLC

CRD#: 103730

NEW YORK, NY

Past

November 10, 1999 - April 25, 2000

INTER-DEALER BROKERS LLC

CRD#: 45502

NEW YORK, NY

Past

July 1, 1997 - April 18, 2000

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/20/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/25/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 4/14/1999

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

FINRA

Current Firm

MARKET SECURITIES, LLC

CRD#: 283701 / SEC#: , 8-69765

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

75 Broad Street 7th Floor, New York, NY 10004

Mailing Address

9736 Rennes Ln, Delray Beach, FL 33446

Phone number

+1 (636) 675-3746

Established

Delaware since 03/08/2016

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MARKET SECURITIES HOLDINGS INC	SOLE MEMBER
BASKETT, ERIN	CHIEF COMPLIANCE OFFICER	4538604
LOTT, JACOB JAMES	CFO AND FINOP	6897857
SMITH, LISA L	COMPLIANCE OFFICER	2691076

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack D. Faller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jack David Faller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARKET SECURITIES, LLC

REPUBLIC PARTNERS, LLC

SECURITIES CLUB BROKER-DEALER, LLC

CONSENSUS SECURITIES LLC

CRESCENDO MARKETS LLC

AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC

MAIN STREET SECURITIES LLC

LGA CAPITAL

LONG BRIDGE SECURITIES, LLC

SGI SECURITIES LLC

VCEXPRESS FINANCIAL LTD

FOREST ROAD SECURITIES

ADELPHI STOCK BROKERS

EMERGING MANAGER ADVISORS LLC

BMI CAPITAL INTERNATIONAL LLC

KENMAR SECURITIES, LLC

FOUR POINTS CAPITAL PARTNERS LLC

MONMOUTH CAPITAL MANAGEMENT LLC

PALM BEACH SECURITIES, LLC

PALLADIUM CAPITAL GROUP, LLC

MARKET SECURITIES, LLC

DALMORE GROUP LLC

OPTIMA SECURITIES LLC

SGMA CAPITAL MARKETS LIMITED

WNJ CAPITAL, INC.

CROSS POINT CAPITAL LLC

INX SECURITIES, LLC

MM GLOBAL SECURITIES, INC.

MCCAFFERTY & COMPANY, LLC

MADISON WILLIAMS AND COMPANY

GATE US LLC

TRILLIUM BROKERAGE SERVICES, LLC

ELECTRONIC SECURITIES PROCESSING (ESP) LLC

GOLDES SECURITIES, INC.

OXFORD CAPITAL SECURITIES

WYNSTON HILL CAPITAL, LLC

ELECTRONIC SECURITIES PROCESSING (ESP) LLC

INTER-DEALER BROKERS LLC

GFI SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1997

Series 99TO

Date: 1/2/2023

Series 72

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/20/1999

Series 7

Date: 6/25/1997

Series 24

Date: 5/20/2005

Series 27

Date: 4/14/1999

FINRA

FINRA

Current Firm

MARKET SECURITIES, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers