David S. Lerner

MADISON GLOBAL PARTNERS LLC

Hauppauge, NY 11788

Some features on this profile are disabled

CRD#: 1883553

Professional summary

David Scott Lerner is a registered financial professional currently at MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1989. David has worked at 10 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Scott Lerner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2022 - Present

MADISON GLOBAL PARTNERS LLC

Office #1: 350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788

CRD#: 285406

Hauppauge, NY

Past

August 13, 2014 - December 20, 2022

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

Long Beach, NY

Past

August 13, 2013 - April 25, 2014

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

NY, NY

Past

September 13, 2011 - July 18, 2013

BROADBAND CAPITAL MANAGEMENT, LLC

CRD#: 48001

NEW YORK, NY

Past

December 16, 2008 - September 12, 2011

WILMINGTON CAPITAL SECURITIES, LLC

CRD#: 133839

GARDEN CITY, NY

Past

March 28, 2002 - December 15, 2008

SANDGRAIN SECURITIES LLC

CRD#: 26004

GARDEN CITY, NY

Past

May 18, 1998 - July 28, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

February 22, 1991 - April 14, 1998

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

May 17, 1990 - February 1, 1991

COMMONWEALTH ASSOCIATES

CRD#: 20833

NEW YORK, NY

Past

June 15, 1989 - June 15, 1990

A.S. GOLDMEN & CO., INC.

CRD#: 23180

RED BANK, NJ

Past

February 14, 1989 - May 23, 1989

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/6/2022)

Colorado
(11/17/2023)

Connecticut
(12/21/2022)

Florida
(12/7/2022)

New Jersey
(11/16/2023)

New York
(12/6/2022)

Washington
(11/16/2023)

Exams

State Security Law Exam

Series 63

Date: 4/4/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MADISON GLOBAL PARTNERS LLC

CRD#: 285406 / SEC#: , 8-69839

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788

Mailing Address

350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788

Phone number

(631) 240-4155

Established

New York since 09/28/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MADISON III, LLC	DIRECT OWNER
GERDES, ANTON JOSEPH JR	CEO/CCO/AMLCO	1010083
KAPLAN, DAVID STANLEY	MANAGING PARTNER	1176065
PETERS, ROBERT WILLIAM	FINOP	1704577

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

Harlan Fischer

CETERA INVESTMENT ADVISERS LLC

IAR

SETAUKET, NY

Gregory Harris

PFS INVESTMENTS INC.

Farmingdale, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David S. Lerner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Scott Lerner's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETWORK 1 FINANCIAL SECURITIES INC.

BUCKMAN, BUCKMAN & REID, INC.

BROADBAND CAPITAL MANAGEMENT, LLC

WILMINGTON CAPITAL SECURITIES, LLC

SANDGRAIN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

D. H. BLAIR & CO., INC.

COMMONWEALTH ASSOCIATES

A.S. GOLDMEN & CO., INC.

D. H. BLAIR & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/4/1990

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/11/1989

FINRA

Current Firm

MADISON GLOBAL PARTNERS LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MADISON GLOBAL PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors