Caroline H. Van Scheltinga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Caroline Henriette Van Scheltinga, who also goes by Caroline Henriette Blom, Caroline Henreitte Vanscheltinga, Caroline Henriette Vanscheltingablom, was a registered financial professional .
Caroline is a previously registered financial professional and started their career in finance in 1988. Caroline had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2017 - July 9, 2025
CORPORATE PARTNERS & CO. LLC
January 24, 2013 - June 30, 2015
PENATES GROUP, INC.
October 29, 2007 - January 4, 2011
JEFFERIES LLC
August 16, 1995 - October 13, 2006
LEHMAN BROTHERS INC.
November 17, 1988 - June 26, 1995
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORPORATE PARTNERS & CO. LLC
CRD#: 168356 / SEC#: , 8-69303
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
