TZ
Todd W. Zastrow
CETERA INVESTMENT ADVISERS LLC
OAK BROOK, IL 60523
Some features on this profile are disabled
CRD#: 1882620
TZ
Professional summary
Todd Wesley Zastrow, who also goes by Todd Zastrow, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oak Brook, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Oak Brook, Illinois.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Todd has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 2 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd Zastrow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ZASTROW & CO LTD, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: CPA FIRM, START DATE: 6/1989, APX NUMBER OF HOURS PER WEEK: 35, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: TAX RETURN PREPERATION, COMPILATIONS; 2) TODD ZASTROW, CPA, STATE OF IL RIA, SINCE 08/1990, 0/WK; 3) NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 250 ESTERO BLVD FORT MEYERS BEACH, FL 33931; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RENT UNIT THROUGH A MANAGEMENT COMPANY;
CRS (Client Relationship Summary) - RIA
Click below to view Todd Wesley Zastrow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 1998 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1200 Harger Road Ste 222, Oak Brook, IL 60523RIA
CRD#: 105644
OAK BROOK, IL
Current
May 31, 1990 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1200 Harger Road Suite 830, Oak Brook, IL 60521BD
CRD#: 10358
Oak Brook, IL
Past
December 18, 2002 - August 11, 2010
TODD ZASTROW, CPA
RIA
CRD#: 123461
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/4/2007)
RR
California(4/13/2015)
RR
Florida(1/10/1991)
RR
Georgia(4/25/2007)
RR
Idaho(4/6/2017)
RR
Illinois(5/31/1990)
IAR
Illinois(2/16/1998)
RR
Indiana(8/27/1990)
RR
Michigan(10/13/2023)
RR
Missouri(7/16/2018)
RR
Texas(6/28/2010)
IAR
Texas(2/27/2023)
RR
Virginia(1/10/2017)
RR
Wisconsin(8/27/1990)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 1/18/1993
Non-Member General Securities ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
