Paul B. Young
Professional summary
Paul Brett Young is a registered financial professional currently at KINGSROCK SECURITIES LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1988. Paul has worked at 5 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Brett Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2024 - Present
KINGSROCK SECURITIES LLC
Office #1: 900 Third Avenue - Suite 1801, New York, NY 10022January 22, 2021 - July 8, 2021
APOLLO GLOBAL SECURITIES, LLC
April 1, 2015 - December 6, 2019
MUFG SECURITIES AMERICAS INC.
November 28, 1997 - March 21, 2015
CITIGROUP GLOBAL MARKETS INC.
October 19, 1988 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2024)
Exams
Series 82TO
Date: 7/8/2024
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 7/8/2024
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KINGSROCK SECURITIES LLC
CRD#: 325143 / SEC#: , 8-71064
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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