Brian G. Jamison
Professional summary
Brian G. Jamison, who also goes by Brian Gerard Jamison, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1989. Brian has worked at 8 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian G. Jamison's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017October 26, 2021 - December 10, 2024
COWEN AND COMPANY
July 21, 2014 - October 8, 2021
J.P. MORGAN SECURITIES LLC
May 25, 2012 - December 5, 2013
FIRST EMPIRE SECURITIES, INC.
June 1, 2009 - April 16, 2012
MORGAN KEEGAN & COMPANY, LLC
October 1, 2008 - December 17, 2008
J.P. MORGAN SECURITIES LLC
May 1, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 23, 2000 - May 1, 2001
JPMSI
January 3, 1989 - March 30, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/8/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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